4//SEC Filing
S Y BANCORP INC 4
Accession 0001193305-06-000006
$SYBTCIK 0000835324operating
Filed
Aug 13, 8:00 PM ET
Accepted
Aug 14, 2:39 PM ET
Size
22.9 KB
Accession
0001193305-06-000006
Insider Transaction Report
Form 4
S Y BANCORP INCSYBT
SMITH PHILLIP S
Executive Vice President
Transactions
- Exercise/Conversion
Common Stock
2006-08-11$6.90/sh+4,200$29,000→ 21,944.626 total - Exercise/Conversion
Option(Right to Buy)
2006-08-11$6.90/sh−4,200$29,000→ 0 totalExercise: $6.90From: 1997-07-03Exp: 2007-01-03→ Common Stock (4,200 underlying)
Holdings
- 8,400
Option (Right to Buy)
Exercise: $24.07From: 2007-01-17Exp: 2016-01-17→ Common Stock (8,400 underlying) - 7,140
Option (Right to Buy)
Exercise: $9.82From: 2001-06-21Exp: 2010-12-21→ Common Stock (7,140 underlying) - 5,460
Option (Right to Buy)
Exercise: $11.40From: 1999-10-20Exp: 2009-04-20→ Common Stock (5,460 underlying) - 11,636.552(indirect: By 401(k))
Common Stock
- 4,200
Option (Right to Buy)
Exercise: $9.76From: 1998-07-08Exp: 2008-01-08→ Common Stock (4,200 underlying) - 4,725
Option (Right to Buy)
Exercise: $20.17From: 2004-06-16Exp: 2013-12-16→ Common Stock (4,725 underlying) - 6,825
Option (Right to Buy)
Exercise: $16.00From: 2002-06-27Exp: 2011-12-27→ Common Stock (6,825 underlying) - 6,300
Option (Right to Buy)
Exercise: $22.81From: 2005-12-14Exp: 2014-12-14→ Common Stock (6,300 underlying) - 5,250
Option (Right to Buy)
Exercise: $18.62From: 2003-06-17Exp: 2012-12-17→ Common Stock (5,250 underlying)
Footnotes (13)
- [F1]These options vest 20% per year.
- [F10]This option was previously reported as covering 5,000 shares at $19.55 per share, but was adjusted to reflect the 5/26/06 5% stock dividend.
- [F11]This option was previously reported as covering 4,500 shares at $21.18 per share, but was adjusted to reflect the 5/26/06 5% stock dividend.
- [F12]This option was previously reported as covering 6,000 shares at $23.95 per share, but was adjusted to reflect the 5/26/06 5% stock dividend.
- [F13]Exercise of stock options
- [F2]Includes 554 additional shares received from 5% stock dividend paid on 5/26/06.
- [F3]This option was previously reported as covering 8,000 shares at $25.27 per share, but was adjusted to reflect the 5/26/06 5% stock dividend.
- [F4]This option was previously reported as covering 4,000 shares at $7.25 per share, but was adjusted to reflect the 5/26/06 5% stock dividend.
- [F5]This option was previously reported as covering 4,000 shares at $10.25 per share, but was adjusted to reflect the 5/26/06 5% stock dividend.
- [F6]This option was previously reported as covering 5,200 shares at $11.9688 per share, but was adjusted to reflect the 5/26/06 5% stock dividend.
- [F7]This option was previously reported as covering 5,200 shares at $10.50 per share, but was adjusted to reflect the 5/26/06 5% stock dividend.
- [F8]This option was previously reported as covering 6,800 shares at $10.315 per share, but was adjusted to reflect the 5/26/06 5% stock dividend.
- [F9]This option was previously reported as covering 6,500 shares at $16.80 per share, but was adjusted to reflect the 5/26/06 5% stock dividend.
Documents
Issuer
S Y BANCORP INC
CIK 0000835324
Entity typeoperating
IncorporatedKY
Related Parties
1- filerCIK 0000835324
Filing Metadata
- Form type
- 4
- Filed
- Aug 13, 8:00 PM ET
- Accepted
- Aug 14, 2:39 PM ET
- Size
- 22.9 KB