BENDHEIM JOHN M 4/A
4/A · ADVANCED BIOTHERAPY INC · Filed Oct 8, 2003
Insider Transaction Report
Form 4/AAmended
BENDHEIM JOHN M
Director
Transactions
- Purchase
Common Stock
2003-08-17+26,812→ 26,812 total(indirect: See Footnote 1) - Award
Stock Option
2003-01-01+1→ 130,000 totalFrom: 2003-01-01Exp: 2012-12-31→ Common Stock (20,000 underlying) - Purchase
Common Stock
2003-08-17+26,819→ 53,631 total(indirect: See Footnote 1) - Award
Stock Option
2003-02-07+1→ 480,000 totalExp: 2010-02-06→ Common Stock (350,000 underlying)
Footnotes (4)
- [F1]The trusts for certain nieces and a nephew of the reporting person purchased an aggregate $15,000 principal amount of convertible debt due 09/30/04 on 09/17/00. The Reporting Person serves as trustee for such trusts. As of 08/17/03, the Trusts elected to convert the principal balance of the convertible debt, together with accrued interest, into shares of Company Common Stock. The Reporting Person omitted to report such indirect beneficial ownership in his prior filings.
- [F2]The options were granted pursuant to the 2000 Omnibus Equity Incentive Plan for services as a director as of December 31, 2002. Grant date was January 1, 2003; exercise price is $0.21 per share.
- [F3]Represents all warrants/options to acquire Issuer common stock, but excludes other derivative securities.
- [F4]The options were issued under the Issuer's 2000 Omnibus Equity Incentive Plan at an exercise price of $0.16 per share and vest in three equal installments beginning on February 7, 2004.