GAINES ALAN 4/A
4/A · DUNE ENERGY INC · Filed Aug 27, 2008
Insider Transaction Report
Form 4/AAmended
GAINES ALAN
DirectorChairman
Transactions
- Purchase
Common Stock, $.001 par value
2008-08-21$0.99/sh+10,000$9,950→ 6,203,736 total - Purchase
Common Stock, $.001 par value
2008-08-25$0.97/sh+8,800$8,518→ 6,224,236 total - Purchase
Common Stock, $.001 par value
2008-08-22$0.98/sh+11,700$11,443→ 6,215,436 total
Footnotes (2)
- [F1]This amendment corrects the transaction code from "A" (as initially filed) to "P" (as amended) to properly characterize the transaction as an open market purchase of the securities by the Reporting Person.
- [F2]Includes (i) 1,000,000 shares of common stock previously granted to Reporting Person pursuant to a Restricted Stock Agreement dated April 17, 2007, which shall vest on April 17, 2009, (ii) 188,235 shares which vest on March 14, 2009 and (iii) 315,000 shares which vest in three equal installments on August 1, 2009, 2010 and 2011.