|4Oct 19, 1:35 PM ET

GILMAN CIOCIA, INC. 4

4 · GILMAN CIOCIA, INC. · Filed Oct 19, 2009

Insider Transaction Report

Form 4
Period: 2009-10-02
CIOCIA JAMES
DirectorChairman
Transactions
  • Award

    Common Stock

    2009-10-02$0.06/sh+83,333$5,0002,988,177 total
  • Award

    Option

    2009-10-02$0.06/sh+83,333$5,00083,333 total
    Exercise: $0.15Exp: 2019-10-01common stock (83,333 underlying)
Footnotes (2)
  • [F1]55,716 of such shares are held jointly with Tracy Ciocia, Mr. Ciocia's wife. 9,100 shares are held as custodian for Mr. Ciocia's sons.
  • [F2]Grant of common stock options pursuant to the Issuer's 2007 Stock Incentive Plan with a ten-year term vesting 20% of the shares annually commencing on 10/02/2010.Grant of common stock options pursuant to the Issuer's 2007 Stock Incentive Plan with a ten-year term vesting 20% of the shares annually commencing on 10/02/2010.

Documents

1 file
  • 4
    e605936_ex.xmlPrimary