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GILMAN CIOCIA, INC. 4

Accession 0001193805-09-001985

CIK 0000914142operating

View on SEC.gov Company Profile

Filed

Oct 18, 8:00 PM ET

Accepted

Oct 19, 1:35 PM ET

Size

7.3 KB

Accession

0001193805-09-001985

Insider Transaction Report

Form 4

Period: 2009-10-02

GILMAN CIOCIA, INC.GTAX

DirectorChairman

Transactions

Award
Common Stock
2009-10-02$0.06/sh+83,333$5,000→ 2,988,177 total
Award
Option
2009-10-02$0.06/sh+83,333$5,000→ 83,333 total
Exercise: $0.15Exp: 2019-10-01→ common stock (83,333 underlying)

Footnotes (2)

[F1]55,716 of such shares are held jointly with Tracy Ciocia, Mr. Ciocia's wife. 9,100 shares are held as custodian for Mr. Ciocia's sons.
[F2]Grant of common stock options pursuant to the Issuer's 2007 Stock Incentive Plan with a ten-year term vesting 20% of the shares annually commencing on 10/02/2010.Grant of common stock options pursuant to the Issuer's 2007 Stock Incentive Plan with a ten-year term vesting 20% of the shares annually commencing on 10/02/2010.

Documents

1 file

4
e605936_ex.xmlPrimary

Issuer

GILMAN CIOCIA, INC.

CIK 0000914142

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0000914142

Filing Metadata

Form type: 4
Filed: Oct 18, 8:00 PM ET
Accepted: Oct 19, 1:35 PM ET
Size: 7.3 KB

View on SEC.gov