FALCONSTOR SOFTWARE INC·4

Jan 26, 4:01 PM ET

RUBENSTEIN BARRY 4

4 · FALCONSTOR SOFTWARE INC · Filed Jan 26, 2010

Insider Transaction Report

Form 4
Period: 2010-01-22
Transactions
  • Purchase

    Common Stock

    2010-01-22$3.35/sh+11,610$38,894860,867 total(indirect: By Woodland Partners)
  • Purchase

    Common Stock

    2010-01-25$3.28/sh+412$1,351877,669 total(indirect: By Woodland Partners)
  • Purchase

    Common Stock

    2010-01-22$3.31/sh+10,119$33,494870,986 total(indirect: By Woodland Partners)
  • Purchase

    Common Stock

    2010-01-25$3.30/sh+27,579$91,011907,257 total(indirect: By Woodland Partners)
  • Purchase

    Common Stock

    2010-01-22$3.28/sh+6,271$20,569877,257 total(indirect: By Woodland Partners)
  • Purchase

    Common Stock

    2010-01-25$3.29/sh+2,009$6,610879,678 total(indirect: By Woodland Partners)
Holdings
  • Common Stock

    941,000
  • Common Stock

    (indirect: By Woodland Venture Fund)
    436,800
  • Common Stock

    (indirect: By Brookwood Partners, L.P.)
    187,900
  • Common Stock

    (indirect: By Spouse)
    1,258
  • Common Stock

    (indirect: By Seneca Ventures)
    131,323
Footnotes (5)
  • [F1]Held by Woodland Partners. Mr. Rubenstein is a general partner of Woodland Partners. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  • [F2]Includes 100,000 shares held jointly by Barry Rubenstein and Marilyn Rubenstein (spouse).
  • [F3]Held by Brookwood Partners, L.P. Mr. Rubenstein is a general partner of Brookwood Partners, L.P. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  • [F4]Held by Seneca Ventures. Mr. Rubenstein is a general partner of Seneca Ventures. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  • [F5]Held by Woodland Venture Fund. Mr. Rubenstein is a general partner of Woodland Venture Fund. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Documents

1 file
  • 4
    e606353_ex.xmlPrimary