FALCONSTOR SOFTWARE INC·4

Feb 8, 5:28 PM ET

RUBENSTEIN BARRY 4

4 · FALCONSTOR SOFTWARE INC · Filed Feb 8, 2010

Insider Transaction Report

Form 4
Period: 2010-02-05
Transactions
  • Purchase

    Common Stock

    2010-02-05$3.00/sh+49,750$149,250957,257 total(indirect: By Woodland Partners)
  • Purchase

    Common Stock

    2010-02-05$2.99/sh+250$748907,507 total(indirect: By Woodland Partners)
Holdings
  • Common Stock

    (indirect: By Seneca Ventures)
    131,323
  • Common Stock

    941,000
  • Common Stock

    (indirect: By Spouse)
    1,258
  • Common Stock

    (indirect: By Woodland Venture Fund)
    436,800
  • Common Stock

    (indirect: By Brookwood Partners, L.P.)
    187,900
Footnotes (5)
  • [F1]Held by Woodland Partners. Mr. Rubenstein is a general partner of Woodland Partners. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  • [F2]Includes 100,000 shares held jointly by Barry Rubenstein and Marilyn Rubenstein (spouse).
  • [F3]Held by Brookwood Partners, L.P. Mr. Rubenstein is a general partner of Brookwood Partners, L.P. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  • [F4]Held by Seneca Ventures. Mr. Rubenstein is a general partner of Seneca Ventures. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  • [F5]Held by Woodland Venture Fund. Mr. Rubenstein is a general partner of Woodland Venture Fund. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Documents

1 file
  • 4
    e606402_ex.xmlPrimary