4//SEC Filing
LIPSON ARTHUR D 4
Accession 0001193805-10-000531
CIK 0001296115other
Filed
Feb 17, 7:00 PM ET
Accepted
Feb 18, 8:16 PM ET
Size
12.6 KB
Accession
0001193805-10-000531
Insider Transaction Report
Form 4
WESTERN INVESTMENT LLC
10% Owner
Transactions
- Purchase
Common Stock, par value $0.01
2010-02-16$7.88/sh+200$1,576→ 1,337.24 total
Holdings
- 530,328(indirect: By Western Investment Activism Partners)
Common Stock, par value $0.01
- 530,570(indirect: By Western Investment Hedged Partners)
Common Stock, par value $0.01
- 529,909(indirect: By Western Investment Total Return Fund)
Common Stock, par value $0.01
- 531,032(indirect: By Western Investment Total Return Ptnrs)
Common Stock, par value $0.01
Footnotes (6)
- [F1]Each of the Reporting Persons is a member of a Section 13(d) group with respect to the securities of the Issuer that beneficially owns in excess of 10% of the Issuer's outstanding Shares. As members of the group, each of the Reporting Persons may be deemed to beneficially own the securities of the Issuer beneficially owned by the other members of the group. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer beneficially owned by the other members of the group except to the extent of his or its pecuniary interest therein.
- [F2]Shares owned directly by Western Investment LLC ("WILLC") . As the managing member of WILLC, Arthur D. Lipson may be deemed to beneficially own the Shares owned by WILLC. Mr. Lipson disclaims beneficial ownership of such Shares except to the extent of his pecuniary interest therein.
- [F3]Shares owned directly by Western Investment Activism Partners LLC ("WIAP"). As the managing member of WIAP, WILLC may be deemed to beneficially own the Shares owned by WIAP. As the managing member of WILLC, Mr. Lipson may be deemed to beneficially own the Shares owned by WIAP. Mr. Lipson and WILLC disclaim beneficial ownership of such Shares except to the extent of his or its pecuniary interest therein.
- [F4]Shares owned directly by Western Investment Hedged Partners L.P. ("WIHP"). As the general partner of WIHP, WILLC may be deemed to beneficially own the Shares owned by WIHP. As the managing member of WILLC, Mr. Lipson may be deemed to beneficially own the Shares owned by WIHP. Mr. Lipson and WILLC disclaim beneficial ownership of such Shares except to the extent of his or its pecuniary interest therein.
- [F5]Shares owned directly by Western Investment Total Return Fund Ltd. ("WITRL"). As the investment manager of WITRL, WILLC may be deemed to beneficially own the Shares owned by WITRL. As the managing member of WILLC, Mr. Lipson may be deemed to beneficially own the Shares owned by WITRL. Mr. Lipson and WILLC disclaim beneficial ownership of such Shares except to the extent of his or its pecuniary interest therein.
- [F6]Shares owned directly by Western Investment Total Return Partners L.P. ("WITRP"). As the general partner of WITRP, WILLC may be deemed to beneficially own the Shares owned by WITRP. As the managing member of WILLC, Mr. Lipson may be deemed to beneficially own the Shares owned by WITRP. Mr. Lipson and WILLC disclaim beneficial ownership of such Shares except to the extent of his or its pecuniary interest therein.
Documents
Issuer
DWS GLOBAL COMMODITIES STOCK FUND, INC.
CIK 0001296115
Entity typeother
Related Parties
1- filerCIK 0001257108
Filing Metadata
- Form type
- 4
- Filed
- Feb 17, 7:00 PM ET
- Accepted
- Feb 18, 8:16 PM ET
- Size
- 12.6 KB