Home/Filings/4/0001193805-10-001273

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LAGRANGE CAPITAL PARTNERS OFFSHORE FUND LTD 4

Accession 0001193805-10-001273

CIK 0000038264other

View on SEC.gov Company Profile

Filed

May 4, 8:00 PM ET

Accepted

May 5, 9:07 PM ET

Size

30.2 KB

Accession

0001193805-10-001273

Insider Transaction Report

Form 4

Period: 2010-05-03

FORWARD INDUSTRIES INCFORD

Johnson Frank L

10% Owner

Transactions

Purchase
Common Stock, par value $0.01 per share
2010-05-03$3.53/sh+14,334$50,632→ 14,334 total(indirect: Situations Yield Master Fund)
Purchase
Common Stock, par value $0.01 per share
2010-05-04$3.68/sh+946$3,485→ 15,280 total(indirect: Situations Yield Master Fund)
Purchase
Common Stock, par value $0.01 per share
2010-05-05$3.90/sh+2,090$8,143→ 17,370 total(indirect: Situations Yield Master Fund)
Purchase
Common Stock, par value $0.01 per share
2010-05-04$3.68/sh+1,892$6,969→ 30,559 total(indirect: Capital Partners Offshore)
Purchase
Common Stock, par value $0.01 per share
2010-05-05$3.90/sh+4,179$16,281→ 34,738 total(indirect: Capital Partners Offshore)
Purchase
Common Stock, par value $0.01 per share
2010-05-03$3.53/sh+136,168$480,986→ 136,168 total(indirect: LaGrange Capital Partners, L.P.)
Purchase
Common Stock, par value $0.01 per share
2010-05-05$3.90/sh+19,852$77,343→ 165,006 total(indirect: LaGrange Capital Partners, L.P.)
Purchase
Common Stock, par value $0.01 per share
2010-05-03$3.53/sh+28,667$101,260→ 28,667 total(indirect: Capital Partners Offshore)
Purchase
Common Stock, par value $0.01 per share
2010-05-04$3.68/sh+8,986$33,101→ 145,154 total(indirect: LaGrange Capital Partners, L.P.)

LaGrange Capital Partners LP

10% Owner

Transactions

Purchase
Common Stock, par value $0.01 per share
2010-05-03$3.53/sh+136,168$480,986→ 136,168 total(indirect: LaGrange Capital Partners, L.P.)
Purchase
Common Stock, par value $0.01 per share
2010-05-03$3.53/sh+28,667$101,260→ 28,667 total(indirect: Capital Partners Offshore)
Purchase
Common Stock, par value $0.01 per share
2010-05-05$3.90/sh+4,179$16,281→ 34,738 total(indirect: Capital Partners Offshore)
Purchase
Common Stock, par value $0.01 per share
2010-05-05$3.90/sh+19,852$77,343→ 165,006 total(indirect: LaGrange Capital Partners, L.P.)
Purchase
Common Stock, par value $0.01 per share
2010-05-04$3.68/sh+1,892$6,969→ 30,559 total(indirect: Capital Partners Offshore)
Purchase
Common Stock, par value $0.01 per share
2010-05-04$3.68/sh+946$3,485→ 15,280 total(indirect: Situations Yield Master Fund)
Purchase
Common Stock, par value $0.01 per share
2010-05-03$3.53/sh+14,334$50,632→ 14,334 total(indirect: Situations Yield Master Fund)
Purchase
Common Stock, par value $0.01 per share
2010-05-04$3.68/sh+8,986$33,101→ 145,154 total(indirect: LaGrange Capital Partners, L.P.)
Purchase
Common Stock, par value $0.01 per share
2010-05-05$3.90/sh+2,090$8,143→ 17,370 total(indirect: Situations Yield Master Fund)

LAGRANGE CAPITAL PARTNERS OFFSHORE FUND LTD

10% Owner

Transactions

Purchase
Common Stock, par value $0.01 per share
2010-05-05$3.90/sh+2,090$8,143→ 17,370 total(indirect: Situations Yield Master Fund)
Purchase
Common Stock, par value $0.01 per share
2010-05-03$3.53/sh+136,168$480,986→ 136,168 total(indirect: LaGrange Capital Partners, L.P.)
Purchase
Common Stock, par value $0.01 per share
2010-05-04$3.68/sh+946$3,485→ 15,280 total(indirect: Situations Yield Master Fund)
Purchase
Common Stock, par value $0.01 per share
2010-05-05$3.90/sh+19,852$77,343→ 165,006 total(indirect: LaGrange Capital Partners, L.P.)
Purchase
Common Stock, par value $0.01 per share
2010-05-03$3.53/sh+28,667$101,260→ 28,667 total(indirect: Capital Partners Offshore)
Purchase
Common Stock, par value $0.01 per share
2010-05-04$3.68/sh+1,892$6,969→ 30,559 total(indirect: Capital Partners Offshore)
Purchase
Common Stock, par value $0.01 per share
2010-05-05$3.90/sh+4,179$16,281→ 34,738 total(indirect: Capital Partners Offshore)
Purchase
Common Stock, par value $0.01 per share
2010-05-04$3.68/sh+8,986$33,101→ 145,154 total(indirect: LaGrange Capital Partners, L.P.)
Purchase
Common Stock, par value $0.01 per share
2010-05-03$3.53/sh+14,334$50,632→ 14,334 total(indirect: Situations Yield Master Fund)

LaGrange Capital Administration, L.L.C.

10% Owner

Transactions

Purchase
Common Stock, par value $0.01 per share
2010-05-04$3.68/sh+946$3,485→ 15,280 total(indirect: Situations Yield Master Fund)
Purchase
Common Stock, par value $0.01 per share
2010-05-04$3.68/sh+8,986$33,101→ 145,154 total(indirect: LaGrange Capital Partners, L.P.)
Purchase
Common Stock, par value $0.01 per share
2010-05-05$3.90/sh+19,852$77,343→ 165,006 total(indirect: LaGrange Capital Partners, L.P.)
Purchase
Common Stock, par value $0.01 per share
2010-05-04$3.68/sh+1,892$6,969→ 30,559 total(indirect: Capital Partners Offshore)
Purchase
Common Stock, par value $0.01 per share
2010-05-03$3.53/sh+14,334$50,632→ 14,334 total(indirect: Situations Yield Master Fund)
Purchase
Common Stock, par value $0.01 per share
2010-05-05$3.90/sh+4,179$16,281→ 34,738 total(indirect: Capital Partners Offshore)
Purchase
Common Stock, par value $0.01 per share
2010-05-03$3.53/sh+136,168$480,986→ 136,168 total(indirect: LaGrange Capital Partners, L.P.)
Purchase
Common Stock, par value $0.01 per share
2010-05-03$3.53/sh+28,667$101,260→ 28,667 total(indirect: Capital Partners Offshore)
Purchase
Common Stock, par value $0.01 per share
2010-05-05$3.90/sh+2,090$8,143→ 17,370 total(indirect: Situations Yield Master Fund)

LaGrange Capital Management, LLC

10% Owner

Transactions

Purchase
Common Stock, par value $0.01 per share
2010-05-03$3.53/sh+14,334$50,632→ 14,334 total(indirect: Situations Yield Master Fund)
Purchase
Common Stock, par value $0.01 per share
2010-05-05$3.90/sh+4,179$16,281→ 34,738 total(indirect: Capital Partners Offshore)
Purchase
Common Stock, par value $0.01 per share
2010-05-03$3.53/sh+136,168$480,986→ 136,168 total(indirect: LaGrange Capital Partners, L.P.)
Purchase
Common Stock, par value $0.01 per share
2010-05-05$3.90/sh+2,090$8,143→ 17,370 total(indirect: Situations Yield Master Fund)
Purchase
Common Stock, par value $0.01 per share
2010-05-03$3.53/sh+28,667$101,260→ 28,667 total(indirect: Capital Partners Offshore)
Purchase
Common Stock, par value $0.01 per share
2010-05-04$3.68/sh+8,986$33,101→ 145,154 total(indirect: LaGrange Capital Partners, L.P.)
Purchase
Common Stock, par value $0.01 per share
2010-05-05$3.90/sh+19,852$77,343→ 165,006 total(indirect: LaGrange Capital Partners, L.P.)
Purchase
Common Stock, par value $0.01 per share
2010-05-04$3.68/sh+1,892$6,969→ 30,559 total(indirect: Capital Partners Offshore)
Purchase
Common Stock, par value $0.01 per share
2010-05-04$3.68/sh+946$3,485→ 15,280 total(indirect: Situations Yield Master Fund)

LaGrange Special Situations Yield Master Fund, Ltd.

10% Owner

Transactions

Purchase
Common Stock, par value $0.01 per share
2010-05-04$3.68/sh+946$3,485→ 15,280 total(indirect: Situations Yield Master Fund)
Purchase
Common Stock, par value $0.01 per share
2010-05-05$3.90/sh+4,179$16,281→ 34,738 total(indirect: Capital Partners Offshore)
Purchase
Common Stock, par value $0.01 per share
2010-05-03$3.53/sh+14,334$50,632→ 14,334 total(indirect: Situations Yield Master Fund)
Purchase
Common Stock, par value $0.01 per share
2010-05-03$3.53/sh+28,667$101,260→ 28,667 total(indirect: Capital Partners Offshore)
Purchase
Common Stock, par value $0.01 per share
2010-05-04$3.68/sh+1,892$6,969→ 30,559 total(indirect: Capital Partners Offshore)
Purchase
Common Stock, par value $0.01 per share
2010-05-05$3.90/sh+19,852$77,343→ 165,006 total(indirect: LaGrange Capital Partners, L.P.)
Purchase
Common Stock, par value $0.01 per share
2010-05-05$3.90/sh+2,090$8,143→ 17,370 total(indirect: Situations Yield Master Fund)
Purchase
Common Stock, par value $0.01 per share
2010-05-04$3.68/sh+8,986$33,101→ 145,154 total(indirect: LaGrange Capital Partners, L.P.)
Purchase
Common Stock, par value $0.01 per share
2010-05-03$3.53/sh+136,168$480,986→ 136,168 total(indirect: LaGrange Capital Partners, L.P.)

Footnotes (4)

[F1]This Form 4 is filed jointly by LaGrange Capital Partners, L.P. ("Capital Partners"), LaGrange Capital Partners Offshore Fund, Ltd. ("Capital Partners Offshore Fund"), LaGrange Special Situations Yield Master Fund, L.P. ("Situations Master Fund"), LaGrange Capital Management, L.L.C. ("Capital Management"), LaGrange Capital Administration, L.L.C. ("Capital Administration") and Frank L. Johnson. Each of the Reporting Persons is a member of a Section 13(d) group with respect to the securities of the Issuer that beneficially owns in excess of 10% of the Issuer's outstanding Shares. As members of the group, each of the Reporting Persons may be deemed to beneficially own the securities of the Issuer beneficially owned by the other members of the group. Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer beneficially owned by the other members of the group except to the extent of his or its pecuniary interest therein.
[F2]Shares of Common Stock beneficially owned by Capital Partners Offshore Fund. As the investment manager of Capital Partners Offshore Fund, Capital Administration may be deemed to beneficially own the shares of Common Stock beneficially owned by Capital Partners Offshore Fund. As the managing member of Capital Administration, Frank L. Johnson may be deemed to beneficially own the shares of Common Stock beneficially owned by Capital Partners Offshore Fund.
[F3]Shares of Common Stock beneficially owned by Capital Partners. As the general partner of Capital Partners, Capital Management may be deemed to beneficially own the Shares owned by Capital Partners. As the sole member of Capital Management, Frank L. Johnson may be deemed to beneficially own the Shares beneficially owned by Capital Partners.
[F4]Shares of Common Stock beneficially owned by Situations Master Fund. As the investment manager of Situations Yield Master Fund, Capital Administration may be deemed to beneficially own the shares of Common Stock beneficially owned by Situations Yield Master Fund. As the managing member of Capital Administration, Frank L. Johnson may be deemed to beneficially own the shares of Common Stock beneficially owned by Situations Yield Master Fund.

Documents

1 file

4
e606924_ex.xmlPrimary

Issuer

FORWARD INDUSTRIES INC

CIK 0000038264

→

Entity typeother

IncorporatedCayman Islands

Related Parties

filerCIK 0001302583

Filing Metadata

Form type: 4
Filed: May 4, 8:00 PM ET
Accepted: May 5, 9:07 PM ET
Size: 30.2 KB

View on SEC.gov