GAINES ALAN 4/A
4/A · DUNE ENERGY INC · Filed Sep 27, 2010
Insider Transaction Report
Form 4/AAmended
GAINES ALAN
DirectorChairman
Transactions
- Award
Common Stock, $.001 par value
2009-12-31$0.23/sh+62,800$14,130→ 1,295,853 total
Footnotes (4)
- [F1]Represents shares of Restricted Stock awarded under the Issuer's 2007 Incentive Stock Plan, as amended December 1, 2009, which shares vest in three equal installments on December 31, 2010, 2011 and 2012. All such shares may be voted as of the date of award.
- [F2]This amendment corrects the vesting dates in the note above.
- [F3]Shares have been adjusted to give effect to the 1-for-5 reverse stock split adopted, effective as of December 1, 2009.
- [F4]This amendment also corrects the total amount of Common Stock, $0.01 par value, beneficially owned by Mr. Gaines to properly reflect the 1-for-5 reverse stock split, 9,957 shares of Restricted Stock withheld to pay tax obligations with respect to the vesting of Restricted Stock on March 14, 2008 and 5,537 shares of Restricted Stock withheld to pay tax obligations with respect to the vesting of Restricted Stock on August 1, 2008.