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CIOCIA JAMES 4

Accession 0001193805-10-002617

CIK 0000914142other

View on SEC.gov Company Profile

Filed

Oct 25, 8:00 PM ET

Accepted

Oct 26, 11:03 AM ET

Size

7.6 KB

Accession

0001193805-10-002617

Insider Transaction Report

Form 4

Period: 2010-10-20

GILMAN CIOCIA, INC.GTAX

DirectorChairman

Transactions

Award
Common Stock
2010-10-20$0.05/sh+100,000$5,000→ 3,088,117 total
Award
Option
2010-10-20$0.05/sh+120,192$6,010→ 253,525 total
Exercise: $0.15Exp: 2020-10-19→ Common Stock (120,192 underlying)

Footnotes (3)

[F1]9,100 shares are held as custodian for Mr. Ciocia's sons.
[F2]Grant of common stock options pursuant to the Issuer's 2007 Stock Incentive Plan with a ten-year term vesting 20% of the shares annually commencing on 10/20/2011.
[F3]Includes 120,192 common stock options issued on 10/20/2010, 83,333 common stock options issued on 10/02/2009 and 50,000 common stock options issued on 10/03/2008.

Documents

1 file

4
e607638_ex.xmlPrimary

Issuer

GILMAN CIOCIA, INC.

CIK 0000914142

Entity typeother

Related Parties

1

filerCIK 0000940533

Filing Metadata

Form type: 4
Filed: Oct 25, 8:00 PM ET
Accepted: Oct 26, 11:03 AM ET
Size: 7.6 KB

View on SEC.gov