4//SEC Filing
Flynn James E 4
Accession 0001193805-11-000856
CIK 0000930553other
Filed
May 5, 8:00 PM ET
Accepted
May 6, 9:59 PM ET
Size
74.3 KB
Accession
0001193805-11-000856
Insider Transaction Report
Form 4
Flynn James E
10% OwnerOther
Transactions
- Sale
Common Stock
2011-05-05$10.50/sh−10,265$107,783→ 134,030 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Sale
Common Stock
2011-05-05$10.50/sh−52,551$551,786→ 686,135 total(indirect: Through Deerfield Private Design International, L.P.) - Sale
Common Stock
2011-05-04$10.52/sh−211,717$2,227,263→ 144,295 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Sale
Common Stock
2011-05-04$10.52/sh−328,995$3,461,027→ 218,368 total(indirect: Through Deerfield Special Situations Fund International Limited) - Sale
Common Stock
2011-05-04$10.54/sh−297,290$3,133,437→ 458,491 total(indirect: Through Deerfield Private Design Fund, L.P.) - Sale
Common Stock
2011-05-04$10.54/sh−478,946$5,048,091→ 738,686 total(indirect: Through Deerfield Private Design International, L.P.) - Sale
Common Stock
2011-05-05$10.50/sh−15,535$163,118→ 202,833 total(indirect: Through Deerfield Special Situations Fund International Limited) - Sale
Common Stock
2011-05-05$10.50/sh−32,616$342,468→ 425,875 total(indirect: Through Deerfield Private Design Fund, L.P.) - Sale
Common Stock
2011-05-06$10.60/sh−26,375$279,575→ 107,655 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Sale
Common Stock
2011-05-06$10.60/sh−39,916$423,110→ 162,917 total(indirect: Through Deerfield Special Situations Fund International Limited) - Sale
Common Stock
2011-05-06$10.60/sh−83,814$888,428→ 342,061 total(indirect: Through Deerfield Private Design Fund, L.P.) - Sale
Common Stock
2011-05-06$10.60/sh−135,036$1,431,382→ 551,099 total(indirect: Through Deerfield Private Design International, L.P.)
Holdings
- 80,000
Common Stock
DEERFIELD CAPITAL LP
10% OwnerOther
Transactions
- Sale
Common Stock
2011-05-06$10.60/sh−135,036$1,431,382→ 551,099 total(indirect: Through Deerfield Private Design International, L.P.) - Sale
Common Stock
2011-05-04$10.52/sh−211,717$2,227,263→ 144,295 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Sale
Common Stock
2011-05-04$10.52/sh−328,995$3,461,027→ 218,368 total(indirect: Through Deerfield Special Situations Fund International Limited) - Sale
Common Stock
2011-05-04$10.54/sh−297,290$3,133,437→ 458,491 total(indirect: Through Deerfield Private Design Fund, L.P.) - Sale
Common Stock
2011-05-04$10.54/sh−478,946$5,048,091→ 738,686 total(indirect: Through Deerfield Private Design International, L.P.) - Sale
Common Stock
2011-05-05$10.50/sh−10,265$107,783→ 134,030 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Sale
Common Stock
2011-05-05$10.50/sh−15,535$163,118→ 202,833 total(indirect: Through Deerfield Special Situations Fund International Limited) - Sale
Common Stock
2011-05-05$10.50/sh−52,551$551,786→ 686,135 total(indirect: Through Deerfield Private Design International, L.P.) - Sale
Common Stock
2011-05-06$10.60/sh−83,814$888,428→ 342,061 total(indirect: Through Deerfield Private Design Fund, L.P.) - Sale
Common Stock
2011-05-05$10.50/sh−32,616$342,468→ 425,875 total(indirect: Through Deerfield Private Design Fund, L.P.) - Sale
Common Stock
2011-05-06$10.60/sh−26,375$279,575→ 107,655 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Sale
Common Stock
2011-05-06$10.60/sh−39,916$423,110→ 162,917 total(indirect: Through Deerfield Special Situations Fund International Limited)
Holdings
- 80,000
Common Stock
DEERFIELD INTERNATIONAL LTD
10% OwnerOther
Transactions
- Sale
Common Stock
2011-05-04$10.54/sh−478,946$5,048,091→ 738,686 total(indirect: Through Deerfield Private Design International, L.P.) - Sale
Common Stock
2011-05-05$10.50/sh−15,535$163,118→ 202,833 total(indirect: Through Deerfield Special Situations Fund International Limited) - Sale
Common Stock
2011-05-04$10.54/sh−297,290$3,133,437→ 458,491 total(indirect: Through Deerfield Private Design Fund, L.P.) - Sale
Common Stock
2011-05-05$10.50/sh−32,616$342,468→ 425,875 total(indirect: Through Deerfield Private Design Fund, L.P.) - Sale
Common Stock
2011-05-04$10.52/sh−211,717$2,227,263→ 144,295 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Sale
Common Stock
2011-05-06$10.60/sh−26,375$279,575→ 107,655 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Sale
Common Stock
2011-05-06$10.60/sh−83,814$888,428→ 342,061 total(indirect: Through Deerfield Private Design Fund, L.P.) - Sale
Common Stock
2011-05-04$10.52/sh−328,995$3,461,027→ 218,368 total(indirect: Through Deerfield Special Situations Fund International Limited) - Sale
Common Stock
2011-05-05$10.50/sh−10,265$107,783→ 134,030 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Sale
Common Stock
2011-05-05$10.50/sh−52,551$551,786→ 686,135 total(indirect: Through Deerfield Private Design International, L.P.) - Sale
Common Stock
2011-05-06$10.60/sh−39,916$423,110→ 162,917 total(indirect: Through Deerfield Special Situations Fund International Limited) - Sale
Common Stock
2011-05-06$10.60/sh−135,036$1,431,382→ 551,099 total(indirect: Through Deerfield Private Design International, L.P.)
Holdings
- 80,000
Common Stock
DEERFIELD PARTNERS, LP
10% OwnerOther
Transactions
- Sale
Common Stock
2011-05-04$10.52/sh−211,717$2,227,263→ 144,295 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Sale
Common Stock
2011-05-04$10.52/sh−328,995$3,461,027→ 218,368 total(indirect: Through Deerfield Special Situations Fund International Limited) - Sale
Common Stock
2011-05-04$10.54/sh−478,946$5,048,091→ 738,686 total(indirect: Through Deerfield Private Design International, L.P.) - Sale
Common Stock
2011-05-05$10.50/sh−15,535$163,118→ 202,833 total(indirect: Through Deerfield Special Situations Fund International Limited) - Sale
Common Stock
2011-05-05$10.50/sh−32,616$342,468→ 425,875 total(indirect: Through Deerfield Private Design Fund, L.P.) - Sale
Common Stock
2011-05-05$10.50/sh−52,551$551,786→ 686,135 total(indirect: Through Deerfield Private Design International, L.P.) - Sale
Common Stock
2011-05-06$10.60/sh−26,375$279,575→ 107,655 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Sale
Common Stock
2011-05-06$10.60/sh−39,916$423,110→ 162,917 total(indirect: Through Deerfield Special Situations Fund International Limited) - Sale
Common Stock
2011-05-06$10.60/sh−135,036$1,431,382→ 551,099 total(indirect: Through Deerfield Private Design International, L.P.) - Sale
Common Stock
2011-05-04$10.54/sh−297,290$3,133,437→ 458,491 total(indirect: Through Deerfield Private Design Fund, L.P.) - Sale
Common Stock
2011-05-05$10.50/sh−10,265$107,783→ 134,030 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Sale
Common Stock
2011-05-06$10.60/sh−83,814$888,428→ 342,061 total(indirect: Through Deerfield Private Design Fund, L.P.)
Holdings
- 80,000
Common Stock
DEERFIELD MANAGEMENT CO /NY
10% OwnerOther
Transactions
- Sale
Common Stock
2011-05-04$10.54/sh−297,290$3,133,437→ 458,491 total(indirect: Through Deerfield Private Design Fund, L.P.) - Sale
Common Stock
2011-05-05$10.50/sh−10,265$107,783→ 134,030 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Sale
Common Stock
2011-05-05$10.50/sh−32,616$342,468→ 425,875 total(indirect: Through Deerfield Private Design Fund, L.P.) - Sale
Common Stock
2011-05-06$10.60/sh−83,814$888,428→ 342,061 total(indirect: Through Deerfield Private Design Fund, L.P.) - Sale
Common Stock
2011-05-04$10.54/sh−478,946$5,048,091→ 738,686 total(indirect: Through Deerfield Private Design International, L.P.) - Sale
Common Stock
2011-05-05$10.50/sh−15,535$163,118→ 202,833 total(indirect: Through Deerfield Special Situations Fund International Limited) - Sale
Common Stock
2011-05-06$10.60/sh−26,375$279,575→ 107,655 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Sale
Common Stock
2011-05-04$10.52/sh−211,717$2,227,263→ 144,295 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Sale
Common Stock
2011-05-04$10.52/sh−328,995$3,461,027→ 218,368 total(indirect: Through Deerfield Special Situations Fund International Limited) - Sale
Common Stock
2011-05-05$10.50/sh−52,551$551,786→ 686,135 total(indirect: Through Deerfield Private Design International, L.P.) - Sale
Common Stock
2011-05-06$10.60/sh−39,916$423,110→ 162,917 total(indirect: Through Deerfield Special Situations Fund International Limited) - Sale
Common Stock
2011-05-06$10.60/sh−135,036$1,431,382→ 551,099 total(indirect: Through Deerfield Private Design International, L.P.)
Holdings
- 80,000
Common Stock
Deerfield Special Situations Fund, L.P.
10% OwnerOther
Transactions
- Sale
Common Stock
2011-05-04$10.52/sh−328,995$3,461,027→ 218,368 total(indirect: Through Deerfield Special Situations Fund International Limited) - Sale
Common Stock
2011-05-06$10.60/sh−26,375$279,575→ 107,655 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Sale
Common Stock
2011-05-04$10.54/sh−478,946$5,048,091→ 738,686 total(indirect: Through Deerfield Private Design International, L.P.) - Sale
Common Stock
2011-05-05$10.50/sh−10,265$107,783→ 134,030 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Sale
Common Stock
2011-05-05$10.50/sh−15,535$163,118→ 202,833 total(indirect: Through Deerfield Special Situations Fund International Limited) - Sale
Common Stock
2011-05-05$10.50/sh−32,616$342,468→ 425,875 total(indirect: Through Deerfield Private Design Fund, L.P.) - Sale
Common Stock
2011-05-04$10.52/sh−211,717$2,227,263→ 144,295 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Sale
Common Stock
2011-05-06$10.60/sh−83,814$888,428→ 342,061 total(indirect: Through Deerfield Private Design Fund, L.P.) - Sale
Common Stock
2011-05-06$10.60/sh−135,036$1,431,382→ 551,099 total(indirect: Through Deerfield Private Design International, L.P.) - Sale
Common Stock
2011-05-04$10.54/sh−297,290$3,133,437→ 458,491 total(indirect: Through Deerfield Private Design Fund, L.P.) - Sale
Common Stock
2011-05-05$10.50/sh−52,551$551,786→ 686,135 total(indirect: Through Deerfield Private Design International, L.P.) - Sale
Common Stock
2011-05-06$10.60/sh−39,916$423,110→ 162,917 total(indirect: Through Deerfield Special Situations Fund International Limited)
Holdings
- 80,000
Common Stock
Deerfield Special Situations Fund International LTD
10% OwnerOther
Transactions
- Sale
Common Stock
2011-05-05$10.50/sh−52,551$551,786→ 686,135 total(indirect: Through Deerfield Private Design International, L.P.) - Sale
Common Stock
2011-05-06$10.60/sh−83,814$888,428→ 342,061 total(indirect: Through Deerfield Private Design Fund, L.P.) - Sale
Common Stock
2011-05-04$10.52/sh−211,717$2,227,263→ 144,295 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Sale
Common Stock
2011-05-04$10.52/sh−328,995$3,461,027→ 218,368 total(indirect: Through Deerfield Special Situations Fund International Limited) - Sale
Common Stock
2011-05-04$10.54/sh−297,290$3,133,437→ 458,491 total(indirect: Through Deerfield Private Design Fund, L.P.) - Sale
Common Stock
2011-05-04$10.54/sh−478,946$5,048,091→ 738,686 total(indirect: Through Deerfield Private Design International, L.P.) - Sale
Common Stock
2011-05-05$10.50/sh−10,265$107,783→ 134,030 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Sale
Common Stock
2011-05-05$10.50/sh−15,535$163,118→ 202,833 total(indirect: Through Deerfield Special Situations Fund International Limited) - Sale
Common Stock
2011-05-05$10.50/sh−32,616$342,468→ 425,875 total(indirect: Through Deerfield Private Design Fund, L.P.) - Sale
Common Stock
2011-05-06$10.60/sh−26,375$279,575→ 107,655 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Sale
Common Stock
2011-05-06$10.60/sh−39,916$423,110→ 162,917 total(indirect: Through Deerfield Special Situations Fund International Limited) - Sale
Common Stock
2011-05-06$10.60/sh−135,036$1,431,382→ 551,099 total(indirect: Through Deerfield Private Design International, L.P.)
Holdings
- 80,000
Common Stock
DEERFIELD PRIVATE DESIGN FUND L P
10% OwnerOther
Transactions
- Sale
Common Stock
2011-05-04$10.52/sh−328,995$3,461,027→ 218,368 total(indirect: Through Deerfield Special Situations Fund International Limited) - Sale
Common Stock
2011-05-04$10.54/sh−297,290$3,133,437→ 458,491 total(indirect: Through Deerfield Private Design Fund, L.P.) - Sale
Common Stock
2011-05-05$10.50/sh−15,535$163,118→ 202,833 total(indirect: Through Deerfield Special Situations Fund International Limited) - Sale
Common Stock
2011-05-05$10.50/sh−52,551$551,786→ 686,135 total(indirect: Through Deerfield Private Design International, L.P.) - Sale
Common Stock
2011-05-06$10.60/sh−39,916$423,110→ 162,917 total(indirect: Through Deerfield Special Situations Fund International Limited) - Sale
Common Stock
2011-05-06$10.60/sh−83,814$888,428→ 342,061 total(indirect: Through Deerfield Private Design Fund, L.P.) - Sale
Common Stock
2011-05-04$10.52/sh−211,717$2,227,263→ 144,295 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Sale
Common Stock
2011-05-04$10.54/sh−478,946$5,048,091→ 738,686 total(indirect: Through Deerfield Private Design International, L.P.) - Sale
Common Stock
2011-05-05$10.50/sh−10,265$107,783→ 134,030 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Sale
Common Stock
2011-05-05$10.50/sh−32,616$342,468→ 425,875 total(indirect: Through Deerfield Private Design Fund, L.P.) - Sale
Common Stock
2011-05-06$10.60/sh−26,375$279,575→ 107,655 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Sale
Common Stock
2011-05-06$10.60/sh−135,036$1,431,382→ 551,099 total(indirect: Through Deerfield Private Design International, L.P.)
Holdings
- 80,000
Common Stock
Deerfield Private Design International, L.P.
10% OwnerOther
Transactions
- Sale
Common Stock
2011-05-05$10.50/sh−52,551$551,786→ 686,135 total(indirect: Through Deerfield Private Design International, L.P.) - Sale
Common Stock
2011-05-06$10.60/sh−26,375$279,575→ 107,655 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Sale
Common Stock
2011-05-06$10.60/sh−39,916$423,110→ 162,917 total(indirect: Through Deerfield Special Situations Fund International Limited) - Sale
Common Stock
2011-05-06$10.60/sh−135,036$1,431,382→ 551,099 total(indirect: Through Deerfield Private Design International, L.P.) - Sale
Common Stock
2011-05-04$10.52/sh−211,717$2,227,263→ 144,295 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Sale
Common Stock
2011-05-04$10.52/sh−328,995$3,461,027→ 218,368 total(indirect: Through Deerfield Special Situations Fund International Limited) - Sale
Common Stock
2011-05-04$10.54/sh−297,290$3,133,437→ 458,491 total(indirect: Through Deerfield Private Design Fund, L.P.) - Sale
Common Stock
2011-05-04$10.54/sh−478,946$5,048,091→ 738,686 total(indirect: Through Deerfield Private Design International, L.P.) - Sale
Common Stock
2011-05-05$10.50/sh−10,265$107,783→ 134,030 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Sale
Common Stock
2011-05-05$10.50/sh−15,535$163,118→ 202,833 total(indirect: Through Deerfield Special Situations Fund International Limited) - Sale
Common Stock
2011-05-05$10.50/sh−32,616$342,468→ 425,875 total(indirect: Through Deerfield Private Design Fund, L.P.) - Sale
Common Stock
2011-05-06$10.60/sh−83,814$888,428→ 342,061 total(indirect: Through Deerfield Private Design Fund, L.P.)
Holdings
- 80,000
Common Stock
Footnotes (6)
- [F1]This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons").
- [F2]Deerfield Capital, L.P. is the general partner of Deerfield Partners, L.P., Deerfield Special Situations Fund, L.P. and Deerfield Private Design Fund, L.P. and Deerfield Private Design International, L.P. (the "Domestic Funds"). James E. Flynn is the managing member of the general partner of Deerfield Capital, L.P. In accordance with Instruction 4(b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Domestic Funds are reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
- [F3]Deerfield Management Company, L.P. is the investment manager of Deerfield International Limited and Deerfield Special Situations Fund International Limited (the "Offshore Funds"). James E. Flynn is the managing member of the general partner of Deerfield Management Company, L.P. In accordance with Instruction 4(b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Offshore Funds are reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.24 to $10.84, inclusive. The reporting persons undertake to provide to ISTA Pharmaceuticals, Inc., any security holder of ISTA Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the rages set forth in column 4 of this Form 4 and in the footnotes herein containing transaction price ranges.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.24 to 10.84, inclusive.
- [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.55 to 10.65, inclusive.
Documents
Issuer
ISTA PHARMACEUTICALS INC
CIK 0000930553
Entity typeother
Related Parties
1- filerCIK 0001352546
Filing Metadata
- Form type
- 4
- Filed
- May 5, 8:00 PM ET
- Accepted
- May 6, 9:59 PM ET
- Size
- 74.3 KB