4//SEC Filing
RIGEL PHARMACEUTICALS INC 4
Accession 0001193805-11-001067
$RIGLCIK 0001034842operating
Filed
Jun 6, 8:00 PM ET
Accepted
Jun 7, 5:27 PM ET
Size
39.5 KB
Accession
0001193805-11-001067
Insider Transaction Report
Form 4
Flynn James E
10% OwnerOther
Transactions
- Purchase
Common Stock
2011-05-26$8.00/sh+46,524$372,192→ 470,425 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Purchase
Common Stock
2011-05-26$8.00/sh+72,800$582,400→ 762,700 total(indirect: Through Deerfield Special Situations Fund International Limited) - Purchase
Common Stock
2011-05-26$8.00/sh+301,424$2,411,392→ 3,204,167 total(indirect: Through Deerfield International Limited) - Purchase
Common Stock
2011-05-26$8.00/sh+229,252$1,834,016→ 2,279,997 total(indirect: Through Deerfield Partners, L.P.)
Holdings
- 25,000
Common Stock
DEERFIELD CAPITAL LP
10% OwnerOther
Transactions
- Purchase
Common Stock
2011-05-26$8.00/sh+229,252$1,834,016→ 2,279,997 total(indirect: Through Deerfield Partners, L.P.) - Purchase
Common Stock
2011-05-26$8.00/sh+72,800$582,400→ 762,700 total(indirect: Through Deerfield Special Situations Fund International Limited) - Purchase
Common Stock
2011-05-26$8.00/sh+301,424$2,411,392→ 3,204,167 total(indirect: Through Deerfield International Limited) - Purchase
Common Stock
2011-05-26$8.00/sh+46,524$372,192→ 470,425 total(indirect: Through Deerfield Special Situations Fund, L.P.)
Holdings
- 25,000
Common Stock
DEERFIELD MANAGEMENT CO /NY
10% OwnerOther
Transactions
- Purchase
Common Stock
2011-05-26$8.00/sh+72,800$582,400→ 762,700 total(indirect: Through Deerfield Special Situations Fund International Limited) - Purchase
Common Stock
2011-05-26$8.00/sh+229,252$1,834,016→ 2,279,997 total(indirect: Through Deerfield Partners, L.P.) - Purchase
Common Stock
2011-05-26$8.00/sh+46,524$372,192→ 470,425 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Purchase
Common Stock
2011-05-26$8.00/sh+301,424$2,411,392→ 3,204,167 total(indirect: Through Deerfield International Limited)
Holdings
- 25,000
Common Stock
Deerfield Special Situations Fund, L.P.
10% OwnerOther
Transactions
- Purchase
Common Stock
2011-05-26$8.00/sh+229,252$1,834,016→ 2,279,997 total(indirect: Through Deerfield Partners, L.P.) - Purchase
Common Stock
2011-05-26$8.00/sh+46,524$372,192→ 470,425 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Purchase
Common Stock
2011-05-26$8.00/sh+301,424$2,411,392→ 3,204,167 total(indirect: Through Deerfield International Limited) - Purchase
Common Stock
2011-05-26$8.00/sh+72,800$582,400→ 762,700 total(indirect: Through Deerfield Special Situations Fund International Limited)
Holdings
- 25,000
Common Stock
Deerfield Special Situations Fund International LTD
10% OwnerOther
Transactions
- Purchase
Common Stock
2011-05-26$8.00/sh+46,524$372,192→ 470,425 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Purchase
Common Stock
2011-05-26$8.00/sh+72,800$582,400→ 762,700 total(indirect: Through Deerfield Special Situations Fund International Limited) - Purchase
Common Stock
2011-05-26$8.00/sh+229,252$1,834,016→ 2,279,997 total(indirect: Through Deerfield Partners, L.P.) - Purchase
Common Stock
2011-05-26$8.00/sh+301,424$2,411,392→ 3,204,167 total(indirect: Through Deerfield International Limited)
Holdings
- 25,000
Common Stock
DEERFIELD PARTNERS, LP
10% OwnerOther
Transactions
- Purchase
Common Stock
2011-05-26$8.00/sh+46,524$372,192→ 470,425 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Purchase
Common Stock
2011-05-26$8.00/sh+301,424$2,411,392→ 3,204,167 total(indirect: Through Deerfield International Limited) - Purchase
Common Stock
2011-05-26$8.00/sh+72,800$582,400→ 762,700 total(indirect: Through Deerfield Special Situations Fund International Limited) - Purchase
Common Stock
2011-05-26$8.00/sh+229,252$1,834,016→ 2,279,997 total(indirect: Through Deerfield Partners, L.P.)
Holdings
- 25,000
Common Stock
DEERFIELD INTERNATIONAL LTD
10% OwnerOther
Transactions
- Purchase
Common Stock
2011-05-26$8.00/sh+301,424$2,411,392→ 3,204,167 total(indirect: Through Deerfield International Limited) - Purchase
Common Stock
2011-05-26$8.00/sh+46,524$372,192→ 470,425 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Purchase
Common Stock
2011-05-26$8.00/sh+72,800$582,400→ 762,700 total(indirect: Through Deerfield Special Situations Fund International Limited) - Purchase
Common Stock
2011-05-26$8.00/sh+229,252$1,834,016→ 2,279,997 total(indirect: Through Deerfield Partners, L.P.)
Holdings
- 25,000
Common Stock
Footnotes (3)
- [F1]This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons").
- [F2]Deerfield Capital, L.P. is the general partner of Deerfield Special Situations Fund, L.P. and Deerfield Partners, L.P. (the "Onshore Funds"). James E. Flynn is the managing member of the general partner of Deerfield Capital, L.P. In accordance with Instruction 4(b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Onshore Funds is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
- [F3]Deerfield Management Company, L.P. is the investment manager of Deerfield Special Situations Fund International Limited and Deerfield International Limited (the "Offshore Funds"). James E. Flynn is the managing member of the general partner of Deerfield Management Company, L.P. In accordance with Instruction 4(b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Offshore Funds is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
Documents
Issuer
RIGEL PHARMACEUTICALS INC
CIK 0001034842
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001034842
Filing Metadata
- Form type
- 4
- Filed
- Jun 6, 8:00 PM ET
- Accepted
- Jun 7, 5:27 PM ET
- Size
- 39.5 KB