13F-HR 1 e609062_13f-nomurauk.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Nomura Asset Management U.K. Limited Address: 1 Saint Martin's-Le-Grand Nomura House 6th Floor London, England EC1A 4NT 13F File Number: 028-11455 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Nigel Biggs Title: Executive Officer Phone: 44 0207 521 1350 Signature, Place, and Date of Signing: /s/ Nigel Biggs Nigel Biggs, London, November 14, 2011 "Nomura Asset Management Co., Ltd. ("NAM Tokyo") is the parent holding company of certain operating subsidiaries, some of which are or may be institutional investment managers for purposes of the reporting requirements under Section 13(f) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") and the rules promulgated thereunder. Based upon its parent relationship, NAM Tokyo may be deemed to have investment discretion with respect to positions in Section 13(f) securities held by its operating subsidiaries, including, among others, Nomura Asset Management U.K. Limited ("NAM UK"). The Section 13(f) securities positions of the following operating subsidiaries of NAM Tokyo, which each exceed the $100 million filing threshold, are not included in the Form 13F filed by NAM Tokyo, but are instead reported on separate Forms 13F filed by each of these entities: (i) Nomura Asset Management Singapore Limited ("NAM Singapore"); and (ii) Nomura Asset Management U.K. Limited ("NAM UK"). -------------------------------------------------------------------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 124 Form 13F Information Table Value Total: 210,214 (thousands) List of Other Included Managers: None

TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (~~X1000~~x$1000) ~~SH/~~PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ 3M CO COM 88579Y101 ~~332~~251 3,500 SH Sole 3,500 ABBOTT LABS COM 002824100 ~~474~~460 9,000 SH Sole 9,000 AES CORP COM 00130H105 ~~135~~103 10,600 SH Sole 10,600 AFLAC INC COM 001055102 21,~~381~~782 51,000 SH Sole 51,000 AIRGAS INC COM 009363102 3,421 53,600 SH Sole 53,600 ALCOA INC COM 013817101 ~~195~~118 12,300 SH Sole 12,300 ALLSTATE CORP COM 020002101 ~~272~~211 8,900 SH Sole 8,900 ALTRIA GROUP INC COM 02209S103 5593 22,~~048~~100 ~~191~~SH Sole 22,~~150~~100 AMER ELEC PWR INC COM 025537101 202 5,300 SH Sole ~~191~~5,~~150~~300 AMERICAN EXPRESS CO COM 025816109 4,~~633~~023 89,607 SH Sole 89,607 AMERICAN INTL GROUP INC COM NEW 026874784 ~~384~~288 13,100 SH Sole 13,100 ~~AMERICAN INTL GROUP INC UNIT 99/99/9999 026874115 119 68,610 SH Sole 68,610 AMERISOURCEBERGEN CORP COM 03073E105 203 4,900 SH Sole 4,900~~ AMGEN INC COM 031162100 ~~333~~313 5,700 SH Sole 5,700 ~~ANADARKO PETROLEUM CORP COM 032511107 215 2,800 SH Sole 2,800~~ APACHE CORP COM 037411105 43,~~201~~129 3439,~~050~~000 SH Sole 3439,~~050~~000 APPLE INC COM 037833100 56,~~589~~349 16,650 SH Sole 16,650 ~~ARCHER~~AT&T ~~DANIELS~~INC ~~MIDLAND CO~~ COM ~~039483102~~00206R102 ~~208~~7,277 6255,~~900~~150 SH Sole 6255,~~900~~150 ATAVAGO &TECHNOLOGIES TLTD ~~INC~~SHS ~~COM~~Y0486S104 ~~00206R102 8~~1,~~052~~547 ~~256~~47,~~350~~200 SH Sole ~~256~~47,~~350~~200 BANK OF AMERICA CORPORATION COM 060505104 54,~~948~~505 ~~542~~736,~~695~~145 SH Sole ~~542~~736,~~695~~145 BANK OF MONTREAL QUE COM 063671101 ~~248~~244 34,~~900~~327 SH Sole 34,~~900~~327 BANK OF ~~NEW~~NOVA ~~YORK~~SCOTIA ~~MELLON~~HALIFAX CO COM ~~064058100~~064149107 ~~228~~293 85,~~900 SH Sole 8,900 BB&T CORP COM 054937107 209 7,~~800 SH Sole 75,800 BCE INC COM NEW 05534B760 ~~302~~290 7,700 SH Sole 7,700 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1,~~393~~282 12 SH Sole 12 ~~BK.OF NOVA SCOTIA HALIFAX COM 064149107 349 5,800 SH Sole 5,800~~ BOEING CO COM 097023105 ~~377~~309 5,100 SH Sole 5,100 BOSTON SCIENTIFIC CORP COM 101137107 ~~118~~101 17,100 SH Sole 17,100 BRISTOL MYERS SQUIBB CO COM 110122108 ~~391~~424 13,500 SH Sole 13,500 ~~CA INC COM 12673P105 2,681 117,400 SH Sole 117,400~~ CANADIAN ~~NATURAL~~NAT RES LTD COM 136385101 64,~~062~~273 144,700 SH Sole 144,700 CARDINAL HEALTH INC COM 14149Y108 ~~322~~297 7,100 SH Sole 7,100 CARNIVAL CORP PAIRED CTF 143658300 34,~~646~~536 96149,~~900~~700 SH Sole 96149,~~900~~700 CATERPILLAR INC DEL COM 149123101 ~~330~~229 3,100 SH Sole 3,100 CHEVRON CORP NEW COM 166764100 54,~~328~~794 51,811 SH Sole 51,811 CISCO SYSTEMS INC COM 17275R102 ~~545~~541 34,900 SH Sole 34,900 CITIGROUP INC COM NEW 172967424 75,~~575~~808 ~~181~~226,~~913~~713 SH Sole ~~181~~226,~~913~~713 CITRIX SYSTEMS INC COM 177376100 12,~~580~~882 1952,~~750~~850 SH Sole 1952,~~750~~850 COCA COLA CO COM 191216100 5,~~239~~260 77,861 SH Sole 77,861 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 3,665 58,450 SH Sole 58,450 COMCAST CORP NEW CL A 20030N101 370 17,700 SH Sole 17,700 CONOCOPHILLIPS COM 20825C104 1,076 17,000 SH Sole 17,000 COSTCO WHSL CORP NEW COM 22160K105 271 3,300 SH Sole 3,300 CVS CAREMARK CORPORATION COM 126650100 373 11,100 SH Sole 11,100 DELL INC COM 24702R101 294 20,800 SH Sole 20,800 DISNEY WALT CO COM DISNEY 254687106 3,861 128,016 SH Sole 128,016 DOMINION RES INC VA NEW COM 25746U109 244 4,800 SH Sole 4,800 DOW CHEM CO COM 260543103 234 10,400 SH Sole 10,400 DU PONT E I DE NEMOURS & CO COM 263534109 228 5,700 SH Sole 5,700 DUKE ENERGY CORP NEW COM 26441C105 326 16,300 SH Sole 16,300 DUN & BRADSTREET CORP DEL NE COM 26483E100 2,388 38,989 SH Sole 38,989 ECOPETROL S A SPONSORED ADS 279158109 451 11,200 SH Sole 11,200 EDWARDS LIFESCIENCES CORP COM 28176E108 3,550 49,800 SH Sole 49,800 ENCANA CORP COM 292505104 203 10,500 SH Sole 10,500 EOG RES INC COM 26875P101 3,263 45,950 SH Sole 45,950 EXELON CORP COM 30161N101 315 7,400 SH Sole 7,400 EXPRESS SCRIPTS INC COM 302182100 3,518 94,900 SH Sole 94,900 EXXON MOBIL CORP COM 30231G102 2,573 35,425 SH Sole 35,425

TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (~~X1000~~x$1000) ~~SH/~~PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ ~~COMCAST~~FIFTH ~~CORP~~THIRD ~~NEW~~BANCORP CLCOM A316773100 ~~20030N101~~104 ~~449 17~~10,~~700~~300 SH Sole 1710,~~700~~300 ~~CONOCOPHILLIPS~~FINISAR CORP COM ~~20825C104~~NEW 31787A507 1,~~278~~401 1779,~~000~~850 SH Sole 1779,~~000~~850 ~~COSTCO~~FIRSTENERGY ~~WHOLESALE~~ CORP ~~NEW~~COM 337932107 229 5,100 SH Sole 5,100 FLEXTRONICS INTL LTD ORD Y2573F102 88 15,600 SH Sole 15,600 FORD MOTOR CO DEL COM ~~22160K105~~345370860 ~~268~~421 343,~~300~~500 SH Sole 43,500 FREEPORT-MCMORAN COPPER & GO COM 35671D857 3,~~300~~704 ~~CROWN~~121,646 ~~HOLDINGS~~SH ~~INC~~Sole 121,646 GENERAL DYNAMICS CORP COM ~~228368106~~369550108 13,~~883~~491 4861,~~500~~368 SH Sole 4861,~~500~~368 ~~CVS~~GENERAL ~~CAREMARK~~ELECTRIC ~~CORPORATION~~CO COM ~~126650100~~369604103 ~~417~~1,967 11129,100 SH Sole 11129,100 ~~DELL~~GENERAL ~~INC~~MOTORS CO COM ~~24702R101~~37045V100 ~~347~~400 2019,800 SH Sole 2019,800 ~~DEVON~~GOLDMAN ~~ENERGY~~SACHS ~~CORP~~GROUP ~~NEW~~INC COM ~~25179M103~~38141G104 ~~221~~473 25,~~800~~000 SH Sole 25,~~800~~000 ~~DISNEY~~GOOGLE ~~WALT~~INC COCL ~~COM~~A ~~DISNEY~~38259P508 ~~254687106~~ 4,~~379~~069 ~~112~~7,~~166~~900 SH Sole ~~112~~7,~~166~~900 ~~DOLBY~~HEWLETT ~~LABORATORIES~~PACKARD ~~INC~~CO COM ~~25659T107~~428236103 ~~1,225~~429 2819,~~850~~100 SH Sole 2819,~~850~~100 ~~DOMINION~~HOME ~~RES~~DEPOT INC ~~VA NEW~~ COM ~~25746U109~~437076102 ~~232~~ 4,~~800~~639 141,135 SH Sole 4141,~~800~~135 ~~DOW~~INGERSOLL ~~CHEMICALS~~RAND COPLC ~~COM~~SHS ~~260543103~~G47791101 ~~374~~2,885 10102,~~400~~700 SH Sole 10102,~~400~~700 DUINTEL ~~PONT~~CORP ECOM I458140100 DE719 ~~NEMOURS~~33,700 SH Sole 33,700 INTERNATIONAL BUSINESS MACHS COM ~~263534109~~459200101 ~~308~~928 5,~~700~~300 SH Sole 5,~~700~~300 ~~DUKE~~JOHNSON ~~ENERGY~~& ~~CORP~~JOHNSON ~~NEW~~ COM ~~26441C105~~478160104 ~~307~~7,409 16116,300 SH Sole 16116,300 ~~DUN~~JPMORGAN CHASE & ~~BRADSTREET~~CO ~~CORP DEL~~ COM ~~26483E100~~46625H100 24,~~427~~196 32139,~~124~~321 SH Sole 32139,~~124~~321 EKEYCORP MNEW CCOM ~~CORP~~493267108 ~~MASS~~71 12,000 SH Sole 12,000 KIMBERLY CLARK CORP COM ~~268648102~~494368103 ~~201~~220 73,~~300~~100 SH Sole 73,~~300~~100 ~~ECOPETROL~~KRAFT SFOODS INC CL A ~~SPONSORED~~50075N104 ~~ADS~~429 ~~279158109~~12,789 ~~493~~SH Sole 12,789 KROGER CO COM 501044101 244 11,~~200~~100 SH Sole 11,~~200~~100 ~~EDWARDS~~LILLY ~~LIFESCIENCES~~ELI ~~CORP~~& CO COM ~~28176E108~~532457108 ~~2,284~~351 269,~~200~~500 SH Sole 269,~~200~~500 ~~EMERSON~~LOCKHEED ~~ELECTRIC~~MARTIN COCORP COM ~~291011104~~539830109 ~~219~~240 3,~~900~~300 SH Sole 3,~~900~~300 ~~ENCANA~~LOWES ~~CORP~~COS INC COM ~~292505104~~548661107 ~~324~~244 1012,~~500~~600 SH Sole 1012,~~500~~600 ~~EOG~~MANPOWERGROUP ~~RES~~ INC COM ~~26875P101~~56418H100 23,~~943~~688 28109,~~150~~700 SH Sole 28109,~~150~~700 ~~EXELON~~MANULIFE ~~CORP~~FINANCIAL COM ~~30161N101~~56501R106 ~~317~~219 719,~~400~~100 SH Sole 719,~~400~~100 ~~EXPRESS~~MCDONALDS ~~SCRIPTS~~CORP ~~INC~~ COM ~~302182100~~580135101 395 4,~~367~~500 80SH Sole 4,500 MCKESSON CORP COM 58155Q103 284 3,900 SH Sole 803,900 ~~EXXON~~MEDCO ~~MOBIL~~HEALTH ~~CORP~~SOLUTIONS INC COM ~~30231G102~~58405U102 23,~~883~~364 3571,~~425~~742 SH Sole 3571,~~425~~742 ~~FEDEX~~MERCK ~~CORP~~& CO INC NEW COM ~~31428X106~~58933Y105 ~~228~~5,490 2167,~~400~~838 SH Sole 167,838 METLIFE INC COM 59156R108 2,~~400~~962 ~~FIFTH~~105,739 ~~THIRD~~SH ~~BANCORP~~Sole 105,739 MICROSOFT CORP COM ~~316773100~~594918104 ~~131~~3,433 10137,~~300~~918 SH Sole 10137,~~300~~918 ~~FINISAR~~MORGAN STANLEY COM NEW 617446448 289 21,400 SH Sole 21,400 NATIONAL INSTRS CORP COM ~~31787A507~~636518102 23,~~283~~028 ~~126~~132,~~600~~450 SH Sole ~~126~~132,~~600~~450 ~~FIRSTENERGY~~NETAPP ~~CORP~~INC COM ~~337932107~~64110D104 ~~225~~3,362 599,100 SH Sole 599,100 ~~FLEXTRONICS~~NEWS ~~INTL~~CORP ~~LTD~~CL ~~ORD~~A ~~Y2573F102~~65248E104 ~~100~~235 15,~~600~~200 SH Sole 15,~~600~~200 ~~FORD~~OCCIDENTAL ~~MOTOR~~PETE COCORP DEL COM ~~PAR~~674599105 ~~$0.01~~265 ~~345370860~~3,700 ~~600~~SH 43Sole 3,~~500~~700 ORACLE CORP COM 68389X105 293 10,200 SH Sole 4310,~~500~~200 ~~FREEPORT-MCMORAN~~PEABODY ~~COPPER~~ENERGY &CORP ~~GOLD~~COM 704549104 3,160 93,272 SH Sole 93,272 PEPSICO INC COM ~~35671D857~~713448108 452 7,297 SH Sole 7,297 PFIZER INC COM 717081103 1,098 62,085 SH Sole 62,085 PHILIP MORRIS INTL INC COM 718172109 5,~~483~~858 ~~103~~93,~~646~~908 SH Sole ~~103~~93,~~646~~908 ~~GENERAL~~PNC ~~DYNAMICS~~FINL ~~CORP~~SVCS GROUP INC COM ~~369550108~~693475105 41,~~573~~657 6134,~~368~~381 SH Sole 6134,~~368~~381 ~~GENERAL~~PROCTER ~~ELECTRIC~~& GAMBLE CO COM ~~369604103~~742718109 21,~~435~~036 ~~129~~16,~~100~~400 SH Sole ~~129~~16,~~100~~400 ~~GENERAL~~PRUDENTIAL ~~MOTORS~~FINL COINC COM ~~37045V100~~744320102 ~~601~~211 4,500 SH Sole 4,500 QUALCOMM INC COM 747525103 4,642 95,450 SH Sole 95,450 REGIONS FINANCIAL CORP NEW COM 7591EP100 66 19,~~800~~900 SH Sole 19,~~800~~900 ~~GOLDMAN~~ROYAL ~~SACHS~~BK ~~GROUP~~CDA ~~INC~~MONTREAL QUE COM ~~38141G104~~780087102 ~~665~~364 57,900 SH Sole 7,900 SOUTHERN CO COM 842587107 292 6,900 SH Sole 6,900 SPRINT NEXTEL CORP COM SER 1 852061100 210 69,000 SH Sole 569,000 ~~GOOGLE~~SUNCOR ENERGY INC CLNEW ACOM ~~38259P508~~867224107 42,~~426~~911 8113,~~740~~363 SH Sole 8113,~~740~~363 ~~HARLEY-DAVIDSON~~SUPERVALU INC COM ~~412822108~~868536103 ~~3,470~~97 8414,~~700~~600 SH Sole 8414,~~700~~600 ~~HESS~~TARGET CORP COM ~~42809H107~~87612E106 ~~202~~3,077 262,~~700~~736 SH Sole 262,~~700~~736 ~~HEWLETT~~TIME ~~PACKARD~~WARNER COCABLE INC COM ~~428236103~~88732J207 ~~695~~297 194,~~100~~735 SH Sole 194,~~100~~735 ~~HOME~~TIME ~~DEPOT~~WARNER INC COM ~~437076102~~NEW ~~5,112~~887317303 ~~141~~385 12,~~135~~833 SH Sole ~~141~~12,~~135~~833

TITLE OF VALUE SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X1000) SH/PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ REGIONS FINANCIAL CORP NEW COM 7591EP100 123 19,900 SH Sole 19,900 ROYAL BANK CANADA MONTREAL COM 780087102 451 7,900 SH Sole 7,900 SEARS HOLDINGS CORP COM 812350106 236 3,300 SH Sole 3,300 SOUTHERN CO COM 842587107 279 6,900 SH Sole 6,900 SPRINT NEXTEL CORP COM SER 1 852061100 372 69,000 SH Sole 69,000 SUNCOR ENERGY INC NEW COM 867224107 4,440 113,363 SH Sole 113,363 SUPERVALU INC COM 868536103 137 14,600 SH Sole 14,600 TARGET CORP COM 87612E106 3,764 80,236 SH Sole 80,236 TEXTRON INC COM 883203101 4,066 172,207 SH Sole 172,207 TIME WARNER CABLE INC COM 88732J207 370 4,735 SH Sole 4,735 TIME WARNER INC COM NEW 887317303 467 12,833 SH Sole 12,833 TORONTO-DOMINION BANK COM NEW 891160509 4,780 56,412 SH Sole 56,412 TRANSOCEAN LTD REG SHS H8817H100 207 3,200 SH Sole 3,200 TYCO INTERNATIONAL LTD SHS H89128104 247 5,000 SH Sole 5,000 UNION PACIFIC CORP COM 907818108 219 2,100 SH Sole 2,100 UNITED PARCEL SERVICE INC CL B 911312106 423 5,800 SH Sole 5,800 UNITED TECHNOLOGIES CORP COM 913017109 425 4,800 SH Sole 4,800 UNITEDHEALTH GROUP INC COM 91324P102 438 8,500 SH Sole 8,500 US BANCORP DEL COM NEW 902973304 449 17,600 SH Sole 17,600 VALERO ENERGY CORP NEW COM 91913Y100 386 15,100 SH Sole 15,100 VERIZON COMMUNICATIONS INC COM 92343V104 1,392 37,400 SH Sole 37,400 WAL MART STORES INC COM 931142103 1,956 36,800 SH Sole 36,800 WALGREEN CO COM 931422109 276 6,500 SH Sole 6,500 WELLPOINT INC COM 94973V107 5,593 71,000 SH Sole 71,000 WELLS FARGO & CO NEW COM 949746101 6,018 214,456 SH Sole 214,456 XEROX CORP COM 984121103 115 11,093 SH Sole 11,093 XILINX INC COM 983919101 4,072 111,658 SH Sole 111,658 TOTAL 243,174

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