4//SEC Filing
Talon Therapeutics, Inc. 4
Accession 0001193805-13-001292
CIK 0001140028operating
Filed
Jul 17, 8:00 PM ET
Accepted
Jul 18, 5:09 PM ET
Size
109.0 KB
Accession
0001193805-13-001292
Insider Transaction Report
Form 4
Talon Therapeutics, Inc.TLON.OB
Flynn James E
10% OwnerOther
Transactions
- Conversion
Common Stock
2013-07-16$0.35/sh+592,613$207,415→ 2,974,566 total(indirect: Through Deerfield Special Situations Fund International Limited) - Sale
Common Stock
2013-07-16$0.06/sh−8,694,231$487,746→ 0 total(indirect: Through Deerfield Private Design Fund, L.P.) - Conversion
Common Stock
2013-07-16$0.74/sh+2,305,753$1,697,034→ 2,390,687 total(indirect: Through Deerfield Private Design Fund, L.P.) - Conversion
Common Stock
2013-07-16$0.30/sh+4,545,880$1,363,764→ 6,936,567 total(indirect: Through Deerfield Private Design Fund, L.P.) - Conversion
Common Stock
2013-07-16$0.74/sh+3,714,455$2,733,839→ 3,851,304 total(indirect: Through Deerfield Private Design International, L.P.) - Conversion
Series A-1 Convertible Preferred Stock
2013-07-16−4,448→ 0 total(indirect: Through Deerfield Special Situations Fund International Limited)Exercise: $0.74→ Common Stock (778,856 underlying) - Conversion
Series A-1 Convertible Preferred Stock
2013-07-16−21,213→ 0 total(indirect: Through Deerfield Private Design International, L.P.)Exercise: $0.74→ Common Stock (3,714,455 underlying) - Conversion
Series A-2 Convertible Preferred Stock
2013-07-16−2,243→ 0 total(indirect: Through Deerfield Special Situations Fund, L.P.)Exercise: $0.30→ Common Stock (837,215 underlying) - Conversion
Series A-2 Convertible Preferred Stock
2013-07-16−12,179→ 0 total(indirect: Through Deerfield Private Design Fund, L.P.)Exercise: $0.30→ Common Stock (4,545,880 underlying) - Conversion
Series A-2 Convertible Preferred Stock
2013-07-16−19,620→ 0 total(indirect: Through Deerfield Private Design International, L.P.)Exercise: $0.30→ Common Stock (7,323,275 underlying) - Conversion
Series A-3 Convertible Preferred Stock
2013-07-16−1,938→ 0 total(indirect: Through Deerfield Special Situations Fund International Limited)Exercise: $0.35→ Common Stock (592,613 underlying) - Sale
Common Stock Warrants (right to buy)
2013-07-16$0.38/sh−21,414$8,103→ 0 total(indirect: Through Deerfield Special Situations Fund, L.P.)Exercise: $1.20From: 2009-10-08Exp: 2016-10-08→ Common Stock (21,414 underlying) - Sale
Common Stock Warrants (right to buy)
2013-07-16$0.38/sh−39,249$14,852→ 0 total(indirect: Through Deerfield Special Situations Fund International Limited)Exercise: $1.20From: 2009-10-08Exp: 2016-10-08→ Common Stock (39,249 underlying) - Conversion
Common Stock
2013-07-16$0.74/sh+424,798$312,651→ 459,050 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Conversion
Common Stock
2013-07-16$0.30/sh+837,215$251,165→ 1,296,265 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Conversion
Common Stock
2013-07-16$0.30/sh+1,535,573$460,672→ 2,381,953 total(indirect: Through Deerfield Special Situations Fund International Limited) - Sale
Common Stock
2013-07-16$0.06/sh−2,974,566$166,873→ 0 total(indirect: Through Deerfield Special Situations Fund International Limited) - Conversion
Common Stock
2013-07-16$0.74/sh+778,856$573,238→ 846,380 total(indirect: Through Deerfield Special Situations Fund International Limited) - Conversion
Common Stock
2013-07-16$0.35/sh+322,911$113,019→ 1,619,176 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Sale
Common Stock
2013-07-16$0.06/sh−1,619,176$90,836→ 0 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Conversion
Common Stock
2013-07-16$0.30/sh+7,323,275$2,196,983→ 11,174,579 total(indirect: Through Deerfield Private Design International, L.P.) - Sale
Common Stock
2013-07-16$0.06/sh−14,005,557$785,712→ 0 total(indirect: Through Deerfield Private Design International, L.P.) - Conversion
Series A-1 Convertible Preferred Stock
2013-07-16−2,426→ 0 total(indirect: Through Deerfield Special Situations Fund, L.P.)Exercise: $0.74→ Common Stock (424,798 underlying) - Conversion
Series A-1 Convertible Preferred Stock
2013-07-16−13,168→ 0 total(indirect: Through Deerfield Private Design Fund, L.P.)Exercise: $0.74→ Common Stock (2,305,753 underlying) - Conversion
Series A-3 Convertible Preferred Stock
2013-07-16−9,258→ 0 total(indirect: Through Deerfield Private Design International, L.P.)Exercise: $0.35→ Common Stock (2,830,978 underlying) - Sale
Common Stock Warrants (right to buy)
2013-07-16$0.38/sh−187,149$70,817→ 0 total(indirect: Through Deerfield Private Design International, L.P.)Exercise: $1.20From: 2009-10-08Exp: 2016-10-08→ Common Stock (187,149 underlying) - Conversion
Common Stock
2013-07-16$0.35/sh+1,757,664$615,182→ 8,694,231 total(indirect: Through Deerfield Private Design Fund, L.P.) - Conversion
Common Stock
2013-07-16$0.35/sh+2,830,978$990,842→ 14,005,557 total(indirect: Through Deerfield Private Design International, L.P.) - Conversion
Series A-2 Convertible Preferred Stock
2013-07-16−4,114→ 0 total(indirect: Through Deerfield Special Situations Fund International Limited)Exercise: $0.30→ Common Stock (1,535,573 underlying) - Conversion
Series A-3 Convertible Preferred Stock
2013-07-16−1,056→ 0 total(indirect: Through Deerfield Special Situations Fund, L.P.)Exercise: $0.35→ Common Stock (322,911 underlying) - Conversion
Series A-3 Convertible Preferred Stock
2013-07-16−5,748→ 0 total(indirect: Through Deerfield Private Design Fund, L.P.)Exercise: $0.35→ Common Stock (1,757,664 underlying) - Sale
Common Stock Warrants (right to buy)
2013-07-16$0.38/sh−116,172$43,959→ 0 total(indirect: Through Deerfield Private Design Fund, L.P.)Exercise: $1.20From: 2009-10-08Exp: 2016-10-08→ Common Stock (116,172 underlying)
DEERFIELD CAPITAL LP
10% OwnerOther
Transactions
- Conversion
Common Stock
2013-07-16$0.30/sh+837,215$251,165→ 1,296,265 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Conversion
Common Stock
2013-07-16$0.30/sh+1,535,573$460,672→ 2,381,953 total(indirect: Through Deerfield Special Situations Fund International Limited) - Conversion
Series A-3 Convertible Preferred Stock
2013-07-16−5,748→ 0 total(indirect: Through Deerfield Private Design Fund, L.P.)Exercise: $0.35→ Common Stock (1,757,664 underlying) - Conversion
Common Stock
2013-07-16$0.35/sh+1,757,664$615,182→ 8,694,231 total(indirect: Through Deerfield Private Design Fund, L.P.) - Conversion
Common Stock
2013-07-16$0.35/sh+2,830,978$990,842→ 14,005,557 total(indirect: Through Deerfield Private Design International, L.P.) - Conversion
Series A-3 Convertible Preferred Stock
2013-07-16−9,258→ 0 total(indirect: Through Deerfield Private Design International, L.P.)Exercise: $0.35→ Common Stock (2,830,978 underlying) - Conversion
Series A-2 Convertible Preferred Stock
2013-07-16−2,243→ 0 total(indirect: Through Deerfield Special Situations Fund, L.P.)Exercise: $0.30→ Common Stock (837,215 underlying) - Conversion
Series A-2 Convertible Preferred Stock
2013-07-16−12,179→ 0 total(indirect: Through Deerfield Private Design Fund, L.P.)Exercise: $0.30→ Common Stock (4,545,880 underlying) - Conversion
Series A-3 Convertible Preferred Stock
2013-07-16−1,056→ 0 total(indirect: Through Deerfield Special Situations Fund, L.P.)Exercise: $0.35→ Common Stock (322,911 underlying) - Sale
Common Stock Warrants (right to buy)
2013-07-16$0.38/sh−116,172$43,959→ 0 total(indirect: Through Deerfield Private Design Fund, L.P.)Exercise: $1.20From: 2009-10-08Exp: 2016-10-08→ Common Stock (116,172 underlying) - Sale
Common Stock Warrants (right to buy)
2013-07-16$0.38/sh−187,149$70,817→ 0 total(indirect: Through Deerfield Private Design International, L.P.)Exercise: $1.20From: 2009-10-08Exp: 2016-10-08→ Common Stock (187,149 underlying) - Sale
Common Stock
2013-07-16$0.06/sh−1,619,176$90,836→ 0 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Conversion
Series A-1 Convertible Preferred Stock
2013-07-16−21,213→ 0 total(indirect: Through Deerfield Private Design International, L.P.)Exercise: $0.74→ Common Stock (3,714,455 underlying) - Conversion
Series A-2 Convertible Preferred Stock
2013-07-16−19,620→ 0 total(indirect: Through Deerfield Private Design International, L.P.)Exercise: $0.30→ Common Stock (7,323,275 underlying) - Conversion
Series A-3 Convertible Preferred Stock
2013-07-16−1,938→ 0 total(indirect: Through Deerfield Special Situations Fund International Limited)Exercise: $0.35→ Common Stock (592,613 underlying) - Conversion
Common Stock
2013-07-16$0.74/sh+778,856$573,238→ 846,380 total(indirect: Through Deerfield Special Situations Fund International Limited) - Sale
Common Stock
2013-07-16$0.06/sh−14,005,557$785,712→ 0 total(indirect: Through Deerfield Private Design International, L.P.) - Conversion
Series A-1 Convertible Preferred Stock
2013-07-16−4,448→ 0 total(indirect: Through Deerfield Special Situations Fund International Limited)Exercise: $0.74→ Common Stock (778,856 underlying) - Conversion
Series A-1 Convertible Preferred Stock
2013-07-16−13,168→ 0 total(indirect: Through Deerfield Private Design Fund, L.P.)Exercise: $0.74→ Common Stock (2,305,753 underlying) - Conversion
Series A-2 Convertible Preferred Stock
2013-07-16−4,114→ 0 total(indirect: Through Deerfield Special Situations Fund International Limited)Exercise: $0.30→ Common Stock (1,535,573 underlying) - Sale
Common Stock Warrants (right to buy)
2013-07-16$0.38/sh−21,414$8,103→ 0 total(indirect: Through Deerfield Special Situations Fund, L.P.)Exercise: $1.20From: 2009-10-08Exp: 2016-10-08→ Common Stock (21,414 underlying) - Sale
Common Stock Warrants (right to buy)
2013-07-16$0.38/sh−39,249$14,852→ 0 total(indirect: Through Deerfield Special Situations Fund International Limited)Exercise: $1.20From: 2009-10-08Exp: 2016-10-08→ Common Stock (39,249 underlying) - Conversion
Common Stock
2013-07-16$0.74/sh+424,798$312,651→ 459,050 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Conversion
Common Stock
2013-07-16$0.35/sh+322,911$113,019→ 1,619,176 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Conversion
Common Stock
2013-07-16$0.35/sh+592,613$207,415→ 2,974,566 total(indirect: Through Deerfield Special Situations Fund International Limited) - Sale
Common Stock
2013-07-16$0.06/sh−2,974,566$166,873→ 0 total(indirect: Through Deerfield Special Situations Fund International Limited) - Conversion
Common Stock
2013-07-16$0.74/sh+2,305,753$1,697,034→ 2,390,687 total(indirect: Through Deerfield Private Design Fund, L.P.) - Conversion
Common Stock
2013-07-16$0.30/sh+4,545,880$1,363,764→ 6,936,567 total(indirect: Through Deerfield Private Design Fund, L.P.) - Sale
Common Stock
2013-07-16$0.06/sh−8,694,231$487,746→ 0 total(indirect: Through Deerfield Private Design Fund, L.P.) - Conversion
Common Stock
2013-07-16$0.74/sh+3,714,455$2,733,839→ 3,851,304 total(indirect: Through Deerfield Private Design International, L.P.) - Conversion
Common Stock
2013-07-16$0.30/sh+7,323,275$2,196,983→ 11,174,579 total(indirect: Through Deerfield Private Design International, L.P.) - Conversion
Series A-1 Convertible Preferred Stock
2013-07-16−2,426→ 0 total(indirect: Through Deerfield Special Situations Fund, L.P.)Exercise: $0.74→ Common Stock (424,798 underlying)
Deerfield Special Situations Fund, L.P.
10% OwnerOther
Transactions
- Conversion
Common Stock
2013-07-16$0.30/sh+837,215$251,165→ 1,296,265 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Conversion
Common Stock
2013-07-16$0.35/sh+592,613$207,415→ 2,974,566 total(indirect: Through Deerfield Special Situations Fund International Limited) - Conversion
Series A-3 Convertible Preferred Stock
2013-07-16−5,748→ 0 total(indirect: Through Deerfield Private Design Fund, L.P.)Exercise: $0.35→ Common Stock (1,757,664 underlying) - Conversion
Common Stock
2013-07-16$0.74/sh+2,305,753$1,697,034→ 2,390,687 total(indirect: Through Deerfield Private Design Fund, L.P.) - Conversion
Common Stock
2013-07-16$0.74/sh+3,714,455$2,733,839→ 3,851,304 total(indirect: Through Deerfield Private Design International, L.P.) - Sale
Common Stock Warrants (right to buy)
2013-07-16$0.38/sh−21,414$8,103→ 0 total(indirect: Through Deerfield Special Situations Fund, L.P.)Exercise: $1.20From: 2009-10-08Exp: 2016-10-08→ Common Stock (21,414 underlying) - Sale
Common Stock Warrants (right to buy)
2013-07-16$0.38/sh−39,249$14,852→ 0 total(indirect: Through Deerfield Special Situations Fund International Limited)Exercise: $1.20From: 2009-10-08Exp: 2016-10-08→ Common Stock (39,249 underlying) - Conversion
Common Stock
2013-07-16$0.74/sh+424,798$312,651→ 459,050 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Sale
Common Stock
2013-07-16$0.06/sh−1,619,176$90,836→ 0 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Conversion
Common Stock
2013-07-16$0.35/sh+1,757,664$615,182→ 8,694,231 total(indirect: Through Deerfield Private Design Fund, L.P.) - Conversion
Common Stock
2013-07-16$0.35/sh+2,830,978$990,842→ 14,005,557 total(indirect: Through Deerfield Private Design International, L.P.) - Conversion
Series A-1 Convertible Preferred Stock
2013-07-16−2,426→ 0 total(indirect: Through Deerfield Special Situations Fund, L.P.)Exercise: $0.74→ Common Stock (424,798 underlying) - Conversion
Series A-1 Convertible Preferred Stock
2013-07-16−21,213→ 0 total(indirect: Through Deerfield Private Design International, L.P.)Exercise: $0.74→ Common Stock (3,714,455 underlying) - Conversion
Series A-2 Convertible Preferred Stock
2013-07-16−2,243→ 0 total(indirect: Through Deerfield Special Situations Fund, L.P.)Exercise: $0.30→ Common Stock (837,215 underlying) - Conversion
Common Stock
2013-07-16$0.35/sh+322,911$113,019→ 1,619,176 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Sale
Common Stock
2013-07-16$0.06/sh−2,974,566$166,873→ 0 total(indirect: Through Deerfield Special Situations Fund International Limited) - Conversion
Common Stock
2013-07-16$0.30/sh+4,545,880$1,363,764→ 6,936,567 total(indirect: Through Deerfield Private Design Fund, L.P.) - Sale
Common Stock
2013-07-16$0.06/sh−14,005,557$785,712→ 0 total(indirect: Through Deerfield Private Design International, L.P.) - Conversion
Series A-1 Convertible Preferred Stock
2013-07-16−4,448→ 0 total(indirect: Through Deerfield Special Situations Fund International Limited)Exercise: $0.74→ Common Stock (778,856 underlying) - Conversion
Series A-1 Convertible Preferred Stock
2013-07-16−13,168→ 0 total(indirect: Through Deerfield Private Design Fund, L.P.)Exercise: $0.74→ Common Stock (2,305,753 underlying) - Conversion
Series A-2 Convertible Preferred Stock
2013-07-16−4,114→ 0 total(indirect: Through Deerfield Special Situations Fund International Limited)Exercise: $0.30→ Common Stock (1,535,573 underlying) - Conversion
Series A-3 Convertible Preferred Stock
2013-07-16−1,056→ 0 total(indirect: Through Deerfield Special Situations Fund, L.P.)Exercise: $0.35→ Common Stock (322,911 underlying) - Conversion
Common Stock
2013-07-16$0.74/sh+778,856$573,238→ 846,380 total(indirect: Through Deerfield Special Situations Fund International Limited) - Conversion
Common Stock
2013-07-16$0.30/sh+1,535,573$460,672→ 2,381,953 total(indirect: Through Deerfield Special Situations Fund International Limited) - Sale
Common Stock
2013-07-16$0.06/sh−8,694,231$487,746→ 0 total(indirect: Through Deerfield Private Design Fund, L.P.) - Conversion
Common Stock
2013-07-16$0.30/sh+7,323,275$2,196,983→ 11,174,579 total(indirect: Through Deerfield Private Design International, L.P.) - Conversion
Series A-2 Convertible Preferred Stock
2013-07-16−12,179→ 0 total(indirect: Through Deerfield Private Design Fund, L.P.)Exercise: $0.30→ Common Stock (4,545,880 underlying) - Conversion
Series A-2 Convertible Preferred Stock
2013-07-16−19,620→ 0 total(indirect: Through Deerfield Private Design International, L.P.)Exercise: $0.30→ Common Stock (7,323,275 underlying) - Conversion
Series A-3 Convertible Preferred Stock
2013-07-16−9,258→ 0 total(indirect: Through Deerfield Private Design International, L.P.)Exercise: $0.35→ Common Stock (2,830,978 underlying) - Sale
Common Stock Warrants (right to buy)
2013-07-16$0.38/sh−116,172$43,959→ 0 total(indirect: Through Deerfield Private Design Fund, L.P.)Exercise: $1.20From: 2009-10-08Exp: 2016-10-08→ Common Stock (116,172 underlying) - Sale
Common Stock Warrants (right to buy)
2013-07-16$0.38/sh−187,149$70,817→ 0 total(indirect: Through Deerfield Private Design International, L.P.)Exercise: $1.20From: 2009-10-08Exp: 2016-10-08→ Common Stock (187,149 underlying) - Conversion
Series A-3 Convertible Preferred Stock
2013-07-16−1,938→ 0 total(indirect: Through Deerfield Special Situations Fund International Limited)Exercise: $0.35→ Common Stock (592,613 underlying)
DEERFIELD PRIVATE DESIGN FUND L P
10% OwnerOther
Transactions
- Conversion
Common Stock
2013-07-16$0.74/sh+778,856$573,238→ 846,380 total(indirect: Through Deerfield Special Situations Fund International Limited) - Conversion
Common Stock
2013-07-16$0.30/sh+1,535,573$460,672→ 2,381,953 total(indirect: Through Deerfield Special Situations Fund International Limited) - Sale
Common Stock
2013-07-16$0.06/sh−2,974,566$166,873→ 0 total(indirect: Through Deerfield Special Situations Fund International Limited) - Conversion
Common Stock
2013-07-16$0.35/sh+2,830,978$990,842→ 14,005,557 total(indirect: Through Deerfield Private Design International, L.P.) - Conversion
Series A-1 Convertible Preferred Stock
2013-07-16−2,426→ 0 total(indirect: Through Deerfield Special Situations Fund, L.P.)Exercise: $0.74→ Common Stock (424,798 underlying) - Conversion
Series A-1 Convertible Preferred Stock
2013-07-16−4,448→ 0 total(indirect: Through Deerfield Special Situations Fund International Limited)Exercise: $0.74→ Common Stock (778,856 underlying) - Conversion
Series A-1 Convertible Preferred Stock
2013-07-16−13,168→ 0 total(indirect: Through Deerfield Private Design Fund, L.P.)Exercise: $0.74→ Common Stock (2,305,753 underlying) - Conversion
Series A-2 Convertible Preferred Stock
2013-07-16−2,243→ 0 total(indirect: Through Deerfield Special Situations Fund, L.P.)Exercise: $0.30→ Common Stock (837,215 underlying) - Conversion
Series A-2 Convertible Preferred Stock
2013-07-16−4,114→ 0 total(indirect: Through Deerfield Special Situations Fund International Limited)Exercise: $0.30→ Common Stock (1,535,573 underlying) - Conversion
Series A-2 Convertible Preferred Stock
2013-07-16−12,179→ 0 total(indirect: Through Deerfield Private Design Fund, L.P.)Exercise: $0.30→ Common Stock (4,545,880 underlying) - Conversion
Series A-3 Convertible Preferred Stock
2013-07-16−1,938→ 0 total(indirect: Through Deerfield Special Situations Fund International Limited)Exercise: $0.35→ Common Stock (592,613 underlying) - Sale
Common Stock Warrants (right to buy)
2013-07-16$0.38/sh−187,149$70,817→ 0 total(indirect: Through Deerfield Private Design International, L.P.)Exercise: $1.20From: 2009-10-08Exp: 2016-10-08→ Common Stock (187,149 underlying) - Conversion
Common Stock
2013-07-16$0.35/sh+322,911$113,019→ 1,619,176 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Conversion
Common Stock
2013-07-16$0.74/sh+2,305,753$1,697,034→ 2,390,687 total(indirect: Through Deerfield Private Design Fund, L.P.) - Sale
Common Stock
2013-07-16$0.06/sh−8,694,231$487,746→ 0 total(indirect: Through Deerfield Private Design Fund, L.P.) - Sale
Common Stock
2013-07-16$0.06/sh−14,005,557$785,712→ 0 total(indirect: Through Deerfield Private Design International, L.P.) - Conversion
Series A-1 Convertible Preferred Stock
2013-07-16−21,213→ 0 total(indirect: Through Deerfield Private Design International, L.P.)Exercise: $0.74→ Common Stock (3,714,455 underlying) - Conversion
Series A-2 Convertible Preferred Stock
2013-07-16−19,620→ 0 total(indirect: Through Deerfield Private Design International, L.P.)Exercise: $0.30→ Common Stock (7,323,275 underlying) - Conversion
Series A-3 Convertible Preferred Stock
2013-07-16−5,748→ 0 total(indirect: Through Deerfield Private Design Fund, L.P.)Exercise: $0.35→ Common Stock (1,757,664 underlying) - Sale
Common Stock Warrants (right to buy)
2013-07-16$0.38/sh−39,249$14,852→ 0 total(indirect: Through Deerfield Special Situations Fund International Limited)Exercise: $1.20From: 2009-10-08Exp: 2016-10-08→ Common Stock (39,249 underlying) - Sale
Common Stock Warrants (right to buy)
2013-07-16$0.38/sh−116,172$43,959→ 0 total(indirect: Through Deerfield Private Design Fund, L.P.)Exercise: $1.20From: 2009-10-08Exp: 2016-10-08→ Common Stock (116,172 underlying) - Sale
Common Stock
2013-07-16$0.06/sh−1,619,176$90,836→ 0 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Conversion
Common Stock
2013-07-16$0.74/sh+424,798$312,651→ 459,050 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Conversion
Common Stock
2013-07-16$0.30/sh+837,215$251,165→ 1,296,265 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Conversion
Common Stock
2013-07-16$0.35/sh+1,757,664$615,182→ 8,694,231 total(indirect: Through Deerfield Private Design Fund, L.P.) - Conversion
Series A-3 Convertible Preferred Stock
2013-07-16−1,056→ 0 total(indirect: Through Deerfield Special Situations Fund, L.P.)Exercise: $0.35→ Common Stock (322,911 underlying) - Conversion
Common Stock
2013-07-16$0.35/sh+592,613$207,415→ 2,974,566 total(indirect: Through Deerfield Special Situations Fund International Limited) - Conversion
Common Stock
2013-07-16$0.30/sh+4,545,880$1,363,764→ 6,936,567 total(indirect: Through Deerfield Private Design Fund, L.P.) - Conversion
Common Stock
2013-07-16$0.74/sh+3,714,455$2,733,839→ 3,851,304 total(indirect: Through Deerfield Private Design International, L.P.) - Conversion
Common Stock
2013-07-16$0.30/sh+7,323,275$2,196,983→ 11,174,579 total(indirect: Through Deerfield Private Design International, L.P.) - Conversion
Series A-3 Convertible Preferred Stock
2013-07-16−9,258→ 0 total(indirect: Through Deerfield Private Design International, L.P.)Exercise: $0.35→ Common Stock (2,830,978 underlying) - Sale
Common Stock Warrants (right to buy)
2013-07-16$0.38/sh−21,414$8,103→ 0 total(indirect: Through Deerfield Special Situations Fund, L.P.)Exercise: $1.20From: 2009-10-08Exp: 2016-10-08→ Common Stock (21,414 underlying)
Deerfield Private Design International, L.P.
10% OwnerOther
Transactions
- Conversion
Common Stock
2013-07-16$0.74/sh+424,798$312,651→ 459,050 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Conversion
Common Stock
2013-07-16$0.30/sh+837,215$251,165→ 1,296,265 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Conversion
Common Stock
2013-07-16$0.74/sh+2,305,753$1,697,034→ 2,390,687 total(indirect: Through Deerfield Private Design Fund, L.P.) - Conversion
Series A-1 Convertible Preferred Stock
2013-07-16−2,426→ 0 total(indirect: Through Deerfield Special Situations Fund, L.P.)Exercise: $0.74→ Common Stock (424,798 underlying) - Conversion
Series A-2 Convertible Preferred Stock
2013-07-16−4,114→ 0 total(indirect: Through Deerfield Special Situations Fund International Limited)Exercise: $0.30→ Common Stock (1,535,573 underlying) - Conversion
Series A-3 Convertible Preferred Stock
2013-07-16−1,056→ 0 total(indirect: Through Deerfield Special Situations Fund, L.P.)Exercise: $0.35→ Common Stock (322,911 underlying) - Conversion
Series A-3 Convertible Preferred Stock
2013-07-16−9,258→ 0 total(indirect: Through Deerfield Private Design International, L.P.)Exercise: $0.35→ Common Stock (2,830,978 underlying) - Sale
Common Stock Warrants (right to buy)
2013-07-16$0.38/sh−21,414$8,103→ 0 total(indirect: Through Deerfield Special Situations Fund, L.P.)Exercise: $1.20From: 2009-10-08Exp: 2016-10-08→ Common Stock (21,414 underlying) - Sale
Common Stock Warrants (right to buy)
2013-07-16$0.38/sh−39,249$14,852→ 0 total(indirect: Through Deerfield Special Situations Fund International Limited)Exercise: $1.20From: 2009-10-08Exp: 2016-10-08→ Common Stock (39,249 underlying) - Conversion
Common Stock
2013-07-16$0.74/sh+778,856$573,238→ 846,380 total(indirect: Through Deerfield Special Situations Fund International Limited) - Conversion
Common Stock
2013-07-16$0.35/sh+1,757,664$615,182→ 8,694,231 total(indirect: Through Deerfield Private Design Fund, L.P.) - Conversion
Common Stock
2013-07-16$0.74/sh+3,714,455$2,733,839→ 3,851,304 total(indirect: Through Deerfield Private Design International, L.P.) - Conversion
Common Stock
2013-07-16$0.35/sh+2,830,978$990,842→ 14,005,557 total(indirect: Through Deerfield Private Design International, L.P.) - Sale
Common Stock
2013-07-16$0.06/sh−14,005,557$785,712→ 0 total(indirect: Through Deerfield Private Design International, L.P.) - Conversion
Series A-2 Convertible Preferred Stock
2013-07-16−2,243→ 0 total(indirect: Through Deerfield Special Situations Fund, L.P.)Exercise: $0.30→ Common Stock (837,215 underlying) - Conversion
Series A-2 Convertible Preferred Stock
2013-07-16−12,179→ 0 total(indirect: Through Deerfield Private Design Fund, L.P.)Exercise: $0.30→ Common Stock (4,545,880 underlying) - Conversion
Series A-2 Convertible Preferred Stock
2013-07-16−19,620→ 0 total(indirect: Through Deerfield Private Design International, L.P.)Exercise: $0.30→ Common Stock (7,323,275 underlying) - Conversion
Series A-3 Convertible Preferred Stock
2013-07-16−1,938→ 0 total(indirect: Through Deerfield Special Situations Fund International Limited)Exercise: $0.35→ Common Stock (592,613 underlying) - Conversion
Series A-3 Convertible Preferred Stock
2013-07-16−5,748→ 0 total(indirect: Through Deerfield Private Design Fund, L.P.)Exercise: $0.35→ Common Stock (1,757,664 underlying) - Conversion
Common Stock
2013-07-16$0.35/sh+322,911$113,019→ 1,619,176 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Sale
Common Stock
2013-07-16$0.06/sh−1,619,176$90,836→ 0 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Conversion
Common Stock
2013-07-16$0.30/sh+1,535,573$460,672→ 2,381,953 total(indirect: Through Deerfield Special Situations Fund International Limited) - Sale
Common Stock
2013-07-16$0.06/sh−8,694,231$487,746→ 0 total(indirect: Through Deerfield Private Design Fund, L.P.) - Conversion
Series A-1 Convertible Preferred Stock
2013-07-16−4,448→ 0 total(indirect: Through Deerfield Special Situations Fund International Limited)Exercise: $0.74→ Common Stock (778,856 underlying) - Conversion
Series A-1 Convertible Preferred Stock
2013-07-16−13,168→ 0 total(indirect: Through Deerfield Private Design Fund, L.P.)Exercise: $0.74→ Common Stock (2,305,753 underlying) - Conversion
Series A-1 Convertible Preferred Stock
2013-07-16−21,213→ 0 total(indirect: Through Deerfield Private Design International, L.P.)Exercise: $0.74→ Common Stock (3,714,455 underlying) - Conversion
Common Stock
2013-07-16$0.30/sh+4,545,880$1,363,764→ 6,936,567 total(indirect: Through Deerfield Private Design Fund, L.P.) - Conversion
Common Stock
2013-07-16$0.35/sh+592,613$207,415→ 2,974,566 total(indirect: Through Deerfield Special Situations Fund International Limited) - Sale
Common Stock
2013-07-16$0.06/sh−2,974,566$166,873→ 0 total(indirect: Through Deerfield Special Situations Fund International Limited) - Conversion
Common Stock
2013-07-16$0.30/sh+7,323,275$2,196,983→ 11,174,579 total(indirect: Through Deerfield Private Design International, L.P.) - Sale
Common Stock Warrants (right to buy)
2013-07-16$0.38/sh−116,172$43,959→ 0 total(indirect: Through Deerfield Private Design Fund, L.P.)Exercise: $1.20From: 2009-10-08Exp: 2016-10-08→ Common Stock (116,172 underlying) - Sale
Common Stock Warrants (right to buy)
2013-07-16$0.38/sh−187,149$70,817→ 0 total(indirect: Through Deerfield Private Design International, L.P.)Exercise: $1.20From: 2009-10-08Exp: 2016-10-08→ Common Stock (187,149 underlying)
DEERFIELD MANAGEMENT CO /NY
10% OwnerOther
Transactions
- Conversion
Common Stock
2013-07-16$0.74/sh+2,305,753$1,697,034→ 2,390,687 total(indirect: Through Deerfield Private Design Fund, L.P.) - Conversion
Common Stock
2013-07-16$0.30/sh+4,545,880$1,363,764→ 6,936,567 total(indirect: Through Deerfield Private Design Fund, L.P.) - Conversion
Common Stock
2013-07-16$0.35/sh+1,757,664$615,182→ 8,694,231 total(indirect: Through Deerfield Private Design Fund, L.P.) - Conversion
Common Stock
2013-07-16$0.30/sh+7,323,275$2,196,983→ 11,174,579 total(indirect: Through Deerfield Private Design International, L.P.) - Conversion
Series A-3 Convertible Preferred Stock
2013-07-16−5,748→ 0 total(indirect: Through Deerfield Private Design Fund, L.P.)Exercise: $0.35→ Common Stock (1,757,664 underlying) - Sale
Common Stock Warrants (right to buy)
2013-07-16$0.38/sh−187,149$70,817→ 0 total(indirect: Through Deerfield Private Design International, L.P.)Exercise: $1.20From: 2009-10-08Exp: 2016-10-08→ Common Stock (187,149 underlying) - Conversion
Common Stock
2013-07-16$0.30/sh+837,215$251,165→ 1,296,265 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Conversion
Series A-2 Convertible Preferred Stock
2013-07-16−12,179→ 0 total(indirect: Through Deerfield Private Design Fund, L.P.)Exercise: $0.30→ Common Stock (4,545,880 underlying) - Sale
Common Stock Warrants (right to buy)
2013-07-16$0.38/sh−21,414$8,103→ 0 total(indirect: Through Deerfield Special Situations Fund, L.P.)Exercise: $1.20From: 2009-10-08Exp: 2016-10-08→ Common Stock (21,414 underlying) - Conversion
Common Stock
2013-07-16$0.35/sh+2,830,978$990,842→ 14,005,557 total(indirect: Through Deerfield Private Design International, L.P.) - Conversion
Series A-1 Convertible Preferred Stock
2013-07-16−2,426→ 0 total(indirect: Through Deerfield Special Situations Fund, L.P.)Exercise: $0.74→ Common Stock (424,798 underlying) - Conversion
Series A-1 Convertible Preferred Stock
2013-07-16−4,448→ 0 total(indirect: Through Deerfield Special Situations Fund International Limited)Exercise: $0.74→ Common Stock (778,856 underlying) - Conversion
Series A-1 Convertible Preferred Stock
2013-07-16−21,213→ 0 total(indirect: Through Deerfield Private Design International, L.P.)Exercise: $0.74→ Common Stock (3,714,455 underlying) - Conversion
Series A-3 Convertible Preferred Stock
2013-07-16−1,056→ 0 total(indirect: Through Deerfield Special Situations Fund, L.P.)Exercise: $0.35→ Common Stock (322,911 underlying) - Conversion
Common Stock
2013-07-16$0.35/sh+322,911$113,019→ 1,619,176 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Conversion
Common Stock
2013-07-16$0.30/sh+1,535,573$460,672→ 2,381,953 total(indirect: Through Deerfield Special Situations Fund International Limited) - Conversion
Common Stock
2013-07-16$0.35/sh+592,613$207,415→ 2,974,566 total(indirect: Through Deerfield Special Situations Fund International Limited) - Sale
Common Stock
2013-07-16$0.06/sh−8,694,231$487,746→ 0 total(indirect: Through Deerfield Private Design Fund, L.P.) - Sale
Common Stock
2013-07-16$0.06/sh−14,005,557$785,712→ 0 total(indirect: Through Deerfield Private Design International, L.P.) - Conversion
Series A-2 Convertible Preferred Stock
2013-07-16−2,243→ 0 total(indirect: Through Deerfield Special Situations Fund, L.P.)Exercise: $0.30→ Common Stock (837,215 underlying) - Conversion
Series A-2 Convertible Preferred Stock
2013-07-16−4,114→ 0 total(indirect: Through Deerfield Special Situations Fund International Limited)Exercise: $0.30→ Common Stock (1,535,573 underlying) - Conversion
Series A-2 Convertible Preferred Stock
2013-07-16−19,620→ 0 total(indirect: Through Deerfield Private Design International, L.P.)Exercise: $0.30→ Common Stock (7,323,275 underlying) - Conversion
Series A-3 Convertible Preferred Stock
2013-07-16−9,258→ 0 total(indirect: Through Deerfield Private Design International, L.P.)Exercise: $0.35→ Common Stock (2,830,978 underlying) - Sale
Common Stock Warrants (right to buy)
2013-07-16$0.38/sh−39,249$14,852→ 0 total(indirect: Through Deerfield Special Situations Fund International Limited)Exercise: $1.20From: 2009-10-08Exp: 2016-10-08→ Common Stock (39,249 underlying) - Sale
Common Stock Warrants (right to buy)
2013-07-16$0.38/sh−116,172$43,959→ 0 total(indirect: Through Deerfield Private Design Fund, L.P.)Exercise: $1.20From: 2009-10-08Exp: 2016-10-08→ Common Stock (116,172 underlying) - Sale
Common Stock
2013-07-16$0.06/sh−2,974,566$166,873→ 0 total(indirect: Through Deerfield Special Situations Fund International Limited) - Conversion
Common Stock
2013-07-16$0.74/sh+3,714,455$2,733,839→ 3,851,304 total(indirect: Through Deerfield Private Design International, L.P.) - Conversion
Series A-1 Convertible Preferred Stock
2013-07-16−13,168→ 0 total(indirect: Through Deerfield Private Design Fund, L.P.)Exercise: $0.74→ Common Stock (2,305,753 underlying) - Conversion
Series A-3 Convertible Preferred Stock
2013-07-16−1,938→ 0 total(indirect: Through Deerfield Special Situations Fund International Limited)Exercise: $0.35→ Common Stock (592,613 underlying) - Conversion
Common Stock
2013-07-16$0.74/sh+424,798$312,651→ 459,050 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Sale
Common Stock
2013-07-16$0.06/sh−1,619,176$90,836→ 0 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Conversion
Common Stock
2013-07-16$0.74/sh+778,856$573,238→ 846,380 total(indirect: Through Deerfield Special Situations Fund International Limited)
Deerfield Special Situations Fund International LTD
10% OwnerOther
Transactions
- Conversion
Common Stock
2013-07-16$0.30/sh+837,215$251,165→ 1,296,265 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Conversion
Series A-3 Convertible Preferred Stock
2013-07-16−1,056→ 0 total(indirect: Through Deerfield Special Situations Fund, L.P.)Exercise: $0.35→ Common Stock (322,911 underlying) - Conversion
Series A-3 Convertible Preferred Stock
2013-07-16−5,748→ 0 total(indirect: Through Deerfield Private Design Fund, L.P.)Exercise: $0.35→ Common Stock (1,757,664 underlying) - Sale
Common Stock Warrants (right to buy)
2013-07-16$0.38/sh−21,414$8,103→ 0 total(indirect: Through Deerfield Special Situations Fund, L.P.)Exercise: $1.20From: 2009-10-08Exp: 2016-10-08→ Common Stock (21,414 underlying) - Sale
Common Stock Warrants (right to buy)
2013-07-16$0.38/sh−116,172$43,959→ 0 total(indirect: Through Deerfield Private Design Fund, L.P.)Exercise: $1.20From: 2009-10-08Exp: 2016-10-08→ Common Stock (116,172 underlying) - Conversion
Common Stock
2013-07-16$0.74/sh+778,856$573,238→ 846,380 total(indirect: Through Deerfield Special Situations Fund International Limited) - Conversion
Common Stock
2013-07-16$0.30/sh+1,535,573$460,672→ 2,381,953 total(indirect: Through Deerfield Special Situations Fund International Limited) - Conversion
Common Stock
2013-07-16$0.35/sh+592,613$207,415→ 2,974,566 total(indirect: Through Deerfield Special Situations Fund International Limited) - Sale
Common Stock Warrants (right to buy)
2013-07-16$0.38/sh−187,149$70,817→ 0 total(indirect: Through Deerfield Private Design International, L.P.)Exercise: $1.20From: 2009-10-08Exp: 2016-10-08→ Common Stock (187,149 underlying) - Conversion
Common Stock
2013-07-16$0.74/sh+424,798$312,651→ 459,050 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Conversion
Common Stock
2013-07-16$0.35/sh+322,911$113,019→ 1,619,176 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Sale
Common Stock
2013-07-16$0.06/sh−1,619,176$90,836→ 0 total(indirect: Through Deerfield Special Situations Fund, L.P.) - Conversion
Common Stock
2013-07-16$0.30/sh+4,545,880$1,363,764→ 6,936,567 total(indirect: Through Deerfield Private Design Fund, L.P.) - Conversion
Series A-1 Convertible Preferred Stock
2013-07-16−2,426→ 0 total(indirect: Through Deerfield Special Situations Fund, L.P.)Exercise: $0.74→ Common Stock (424,798 underlying) - Conversion
Series A-3 Convertible Preferred Stock
2013-07-16−1,938→ 0 total(indirect: Through Deerfield Special Situations Fund International Limited)Exercise: $0.35→ Common Stock (592,613 underlying) - Conversion
Series A-3 Convertible Preferred Stock
2013-07-16−9,258→ 0 total(indirect: Through Deerfield Private Design International, L.P.)Exercise: $0.35→ Common Stock (2,830,978 underlying) - Sale
Common Stock Warrants (right to buy)
2013-07-16$0.38/sh−39,249$14,852→ 0 total(indirect: Through Deerfield Special Situations Fund International Limited)Exercise: $1.20From: 2009-10-08Exp: 2016-10-08→ Common Stock (39,249 underlying) - Sale
Common Stock
2013-07-16$0.06/sh−2,974,566$166,873→ 0 total(indirect: Through Deerfield Special Situations Fund International Limited) - Conversion
Common Stock
2013-07-16$0.74/sh+2,305,753$1,697,034→ 2,390,687 total(indirect: Through Deerfield Private Design Fund, L.P.) - Conversion
Common Stock
2013-07-16$0.35/sh+1,757,664$615,182→ 8,694,231 total(indirect: Through Deerfield Private Design Fund, L.P.) - Sale
Common Stock
2013-07-16$0.06/sh−8,694,231$487,746→ 0 total(indirect: Through Deerfield Private Design Fund, L.P.) - Conversion
Common Stock
2013-07-16$0.74/sh+3,714,455$2,733,839→ 3,851,304 total(indirect: Through Deerfield Private Design International, L.P.) - Conversion
Common Stock
2013-07-16$0.30/sh+7,323,275$2,196,983→ 11,174,579 total(indirect: Through Deerfield Private Design International, L.P.) - Conversion
Common Stock
2013-07-16$0.35/sh+2,830,978$990,842→ 14,005,557 total(indirect: Through Deerfield Private Design International, L.P.) - Sale
Common Stock
2013-07-16$0.06/sh−14,005,557$785,712→ 0 total(indirect: Through Deerfield Private Design International, L.P.) - Conversion
Series A-1 Convertible Preferred Stock
2013-07-16−4,448→ 0 total(indirect: Through Deerfield Special Situations Fund International Limited)Exercise: $0.74→ Common Stock (778,856 underlying) - Conversion
Series A-1 Convertible Preferred Stock
2013-07-16−13,168→ 0 total(indirect: Through Deerfield Private Design Fund, L.P.)Exercise: $0.74→ Common Stock (2,305,753 underlying) - Conversion
Series A-1 Convertible Preferred Stock
2013-07-16−21,213→ 0 total(indirect: Through Deerfield Private Design International, L.P.)Exercise: $0.74→ Common Stock (3,714,455 underlying) - Conversion
Series A-2 Convertible Preferred Stock
2013-07-16−2,243→ 0 total(indirect: Through Deerfield Special Situations Fund, L.P.)Exercise: $0.30→ Common Stock (837,215 underlying) - Conversion
Series A-2 Convertible Preferred Stock
2013-07-16−4,114→ 0 total(indirect: Through Deerfield Special Situations Fund International Limited)Exercise: $0.30→ Common Stock (1,535,573 underlying) - Conversion
Series A-2 Convertible Preferred Stock
2013-07-16−12,179→ 0 total(indirect: Through Deerfield Private Design Fund, L.P.)Exercise: $0.30→ Common Stock (4,545,880 underlying) - Conversion
Series A-2 Convertible Preferred Stock
2013-07-16−19,620→ 0 total(indirect: Through Deerfield Private Design International, L.P.)Exercise: $0.30→ Common Stock (7,323,275 underlying)
Footnotes (7)
- [F1]This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). As of the transaction dates, the Funds (as defined below) share a contractual right to designate one director to the Board of Directors of the Company and are directors-by-deputization solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.
- [F2]Deerfield Mgmt, L.P. is the general partner of Deerfield Special Situations Fund, L.P., Deerfield Private Design Fund, L.P. and Deerfield Private Design International, L.P. (the "Capital Funds"). James E. Flynn is the managing member of the general partner of Deerfield Mgmt, L.P. In accordance with Instruction 4(b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Capital Funds is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
- [F3]Deerfield Management Company, L.P. is the investment advisor of the Capital Funds and Deerfield Special Situations Fund International Limited (collectively, the "Funds"). James E. Flynn is the managing member of the general partner of Deerfield Management Company, L.P. In accordance with Instruction 4(b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Funds is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
- [F4]Each share of Series A-1 Convertible Preferred Stock ("Series A-1 Preferred") is convertible into such number of shares of common stock of the Company, par value $0.001 ("Common Stock"), as is equal to the accreted value of such share of Series A-1 Preferred divided by a conversion price equal to $0.736, subject to adjustment pursuant to the terms of the certificate of designation setting forth the designations, preferences, limitations and relative rights of the Series A-1 Preferred. Unless converted or redeemed pursuant to their terms, the Series A-1 Preferred do not expire.
- [F5]Each share of Series A-2 Convertible Preferred Stock ("Series A-2 Preferred") is convertible into such number of shares of Common Stock as is equal to the accreted value of such share of Series A-2 Preferred divided by a conversion price equal to $0.30, subject to adjustment pursuant to the terms of the certificate of designation setting forth the designations, preferences, limitations and relative rights of the Series A-2 Preferred. Unless converted or redeemed pursuant to their terms, the Series A-2 Preferred do not expire.
- [F6]Each share of Series A-3 Convertible Preferred Stock ("Series A-3 Preferred") is convertible into such number of shares of Common Stock as is equal to the accreted value of such share of Series A-3 Preferred divided by a conversion price equal to $0.35, subject to adjustment pursuant to the terms of the certificate of designation setting forth the designations, preferences, limitations and relative rights of the Series A-3 Preferred. Unless converted or redeemed pursuant to their terms, the Series A-3 Preferred do not expire.
- [F7]The reporting person also received one contingent value right ("CVR") issued by Spectrum Pharmaceuticals, Inc. for each share of Common Stock disposed of hereunder.
Documents
Issuer
Talon Therapeutics, Inc.
CIK 0001140028
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001140028
Filing Metadata
- Form type
- 4
- Filed
- Jul 17, 8:00 PM ET
- Accepted
- Jul 18, 5:09 PM ET
- Size
- 109.0 KB