4//SEC Filing
Amber Road, Inc. 4
Accession 0001193805-14-000626
CIK 0001314223operating
Filed
Mar 25, 8:00 PM ET
Accepted
Mar 26, 8:19 PM ET
Size
12.9 KB
Accession
0001193805-14-000626
Insider Transaction Report
Form 4
Amber Road, Inc.AMBR
Harvey Kenneth M
Director
Transactions
- Conversion
Common Stock, $0.001 par value per share
2014-03-26+69,288→ 82,167 total(indirect: By Trust) - Conversion
Series C Preferred Stock
2014-03-26−10,913→ 0 total(indirect: By Trust)→ Common Stock (11,919 underlying) - Conversion
Series A Preferred Stock
2014-03-26−66,800→ 0 total(indirect: By Trust)→ Common Stock (69,288 underlying) - Conversion
Common Stock, $0.001 par value per share
2014-03-26+11,919→ 94,086 total(indirect: By Trust)
Footnotes (5)
- [F1]This transaction is being reported because it occurred within the six months prior to the initial public offering. On the date listed, 66,800 shares of Series A Preferred shares were automatically converted into 69,288 shares of common stock, and 10,913 shares of Series C Preferred were automatically converted into 11,919 shares of common stock.
- [F2]Each share of Preferred Stock converted automatically into shares of common stock upon the closing of the issuer's initial public offering of its common stock.
- [F3]Includes shares of common stock issued in satisfaction of $32,355 of accrued but unpaid dividends on the Series A Preferred Stock, calculated on the basis of $13.00 per share of common stock, which was the price per share of the common stock issued in the registrant's initial public offering.
- [F4]These shares are issued to The Ruth Harvey December 2010 Grantor Retained Annuity Trust, of which Kenneth M. Harvey is Trustee.
- [F5]Includes shares of common stock issued in satisfaction of $13,087 of accrued but unpaid dividends on the Series C Preferred Stock, calculated on the basis of $13.00 per share of common stock, which was the price per share of the common stock issued in the registrant's initial public offering.
Documents
Issuer
Amber Road, Inc.
CIK 0001314223
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001314223
Filing Metadata
- Form type
- 4
- Filed
- Mar 25, 8:00 PM ET
- Accepted
- Mar 26, 8:19 PM ET
- Size
- 12.9 KB