Amber Road, Inc. 4
4 · Amber Road, Inc. · Filed Mar 26, 2014
Insider Transaction Report
Form 4
Amber Road, Inc.AMBR
Harvey Kenneth M
Director
Transactions
- Conversion
Common Stock, $0.001 par value per share
2014-03-26+69,288→ 82,167 total(indirect: By Trust) - Conversion
Series C Preferred Stock
2014-03-26−10,913→ 0 total(indirect: By Trust)→ Common Stock (11,919 underlying) - Conversion
Series A Preferred Stock
2014-03-26−66,800→ 0 total(indirect: By Trust)→ Common Stock (69,288 underlying) - Conversion
Common Stock, $0.001 par value per share
2014-03-26+11,919→ 94,086 total(indirect: By Trust)
Footnotes (5)
- [F1]This transaction is being reported because it occurred within the six months prior to the initial public offering. On the date listed, 66,800 shares of Series A Preferred shares were automatically converted into 69,288 shares of common stock, and 10,913 shares of Series C Preferred were automatically converted into 11,919 shares of common stock.
- [F2]Each share of Preferred Stock converted automatically into shares of common stock upon the closing of the issuer's initial public offering of its common stock.
- [F3]Includes shares of common stock issued in satisfaction of $32,355 of accrued but unpaid dividends on the Series A Preferred Stock, calculated on the basis of $13.00 per share of common stock, which was the price per share of the common stock issued in the registrant's initial public offering.
- [F4]These shares are issued to The Ruth Harvey December 2010 Grantor Retained Annuity Trust, of which Kenneth M. Harvey is Trustee.
- [F5]Includes shares of common stock issued in satisfaction of $13,087 of accrued but unpaid dividends on the Series C Preferred Stock, calculated on the basis of $13.00 per share of common stock, which was the price per share of the common stock issued in the registrant's initial public offering.