Home/Filings/4/0001193805-20-000643
4//SEC Filing

PERRY MATTHEW D 4

Accession 0001193805-20-000643

CIK 0000791908other

Filed

May 26, 8:00 PM ET

Accepted

May 27, 9:47 PM ET

Size

11.3 KB

Accession

0001193805-20-000643

Insider Transaction Report

Form 4
Period: 2020-05-20
Transactions
  • Award

    Non-Qualified Stock Option (right to buy)

    2020-05-20+6,1526,152 total
    Exercise: $21.27Exp: 2030-05-20Common Stock (6,152 underlying)
Holdings
  • Non-Qualified Stock Option (right to buy)

    Exercise: $25.16Exp: 2028-05-17Common Stock (5,052 underlying)
    5,052
  • Common Stock, $0.0075 par value per share

    11,799
  • Non-Qualified Stock Option (right to buy)

    Exercise: $15.59Exp: 2029-05-16Common Stock (8,167 underlying)
    8,167
  • Non-Qualified Stock Option (right to buy)

    Exercise: $4.67Exp: 2027-03-02Common Stock (15,222 underlying)
    15,222
Footnotes (5)
  • [F1]The Reporting Person may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock.
  • [F2]The shares subject to this option shall vest and become exercisable in equal monthly installments over the 12-month period following the date of grant (May 20, 2020), provided that the final installment will occur on the earlier of (i) the date of the next annual meeting of the Company's stockholders or (ii) the first anniversary of the date of grant of such option.
  • [F3]All of the shares subject to this option vested and became exercisable in twelve equal monthly installments. As of May 16, 2020, these options are fully exercisable.
  • [F4]These options were acquired pursuant to a grant of stock options under the Amended and Restated XOMA Corporation 2010 Long Term Incentive and Stock Award Plan (the "Plan") and were scheduled to vest and become exercisable on the one-year anniversary of the grant date of May 17, 2018. As of May 17, 2019, these options are fully exercisable.
  • [F5]These options were acquired pursuant to the Plan, and were exercisable in twelve equal monthly installments, beginning one month from the vesting commencement date, which was February 15, 2017. As of February 15, 2018, these options are fully exercisable.

Issuer

XOMA Corp

CIK 0000791908

Entity typeother

Related Parties

1
  • filerCIK 0001454337

Filing Metadata

Form type
4
Filed
May 26, 8:00 PM ET
Accepted
May 27, 9:47 PM ET
Size
11.3 KB