3//SEC Filing
Indaba Capital Fund, L.P. 3
Accession 0001193805-22-001272
CIK 0001651561other
Filed
Sep 15, 8:00 PM ET
Accepted
Sep 16, 5:51 PM ET
Size
7.1 KB
Accession
0001193805-22-001272
Insider Transaction Report
Form 3
Indaba Capital Fund, L.P.
Director
Holdings
1.75% Convertible Senior Subordinated Notes due 2026
Exp: 2026-02-15→ Common Stock (1,282,805 underlying)- 6,521,578
Common Stock
Footnotes (2)
- [F1]Securities held directly by Indaba Capital Fund, L.P. (the "Fund"). Pursuant to an Investment Management Agreement, the Fund and its general partner have delegated all voting and investment power over the securities directly held by the Fund to Indaba Capital Management, L.P. (the "Investment Manager"). As a result, each of the Investment Manager, IC GP, LLC ("IC GP"), as the general partner of the Investment Manager, and Derek C. Schrier, as Managing Member of IC GP, may be deemed to exercise voting and investment power over such securities. Each of the Investment Manager, IC GP and Mr. Schrier disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The securities reported herein have been previously reported by the Investment Manager, IC GP and Mr. Schrier in their own Section 16 reports. In the future, the Fund may jointly file Section 16 reports with the Investment Manager, IC GP and Mr. Schrier.
- [F2]The Fund directly holds $89,728,000 principal amount of the Issuer's 1.75% Convertible Senior Subordinated Notes due February 15, 2026 (the "Senior Notes"). Subject to conditions described in the indenture governing the Senior Notes, holders of the Senior Notes have the right to convert all or any portion of such Senior Notes into shares of the Issuer's Common Stock at an initial conversion rate of 14.2966 shares of Common Stock per $1,000 principal amount of Senior Notes, subject to adjustment as described in the indenture.
Documents
Issuer
Tabula Rasa HealthCare, Inc.
CIK 0001651561
Entity typeother
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001516452
Filing Metadata
- Form type
- 3
- Filed
- Sep 15, 8:00 PM ET
- Accepted
- Sep 16, 5:51 PM ET
- Size
- 7.1 KB