4//SEC Filing
Errico Thomas J. 4
Accession 0001193805-23-001081
CIK 0001560258other
Filed
Aug 3, 8:00 PM ET
Accepted
Aug 4, 8:37 AM ET
Size
8.0 KB
Accession
0001193805-23-001081
Insider Transaction Report
Form 4
Errico Thomas J.
Director
Transactions
- Purchase
Warrants to Purchase Common Stock
2023-08-02$0.06/sh+22,803$1,425→ 22,803 totalExercise: $4.35From: 2024-02-02Exp: 2029-02-02→ Common Stock (22,803 underlying) - Award
Common Stock
2023-08-02$4.35/sh+45,607$198,390→ 167,867 total
Footnotes (2)
- [F1]On August 2, 2023, pursuant to a private placement offering by the Issuer, the Reporting Person acquired 45,607 Units, each Unit consisting of (i) one share of the Issuer's Common Stock and (ii) one Warrant to purchase one-half share of the Issuer's Common Stock. The combined purchase price in the Offering was $4.4125 per Unit, inclusive of $4.35 per share of Common Stock and $0.0625 per Warrant. Each Warrant entitles the holder thereof to purchase one half of a share of Common Stock, is exercisable beginning six months from the date of issuance at an exercise price of $4.35 per share, and expires five years from the initial exercise date.
- [F2]Consists of 150,023 shares of common stock beneficially owned directly by the Reporting Person; 1,296 shares of common stock beneficially owned by a trust for the benefit of the Reporting Person's family members; and 13,732 shares that have vested pursuant to previously issued Deferred Stock Units. All such vested and unvested shares were previously reported on Form 4 filings at the time of grant.
Documents
Issuer
electroCore, Inc.
CIK 0001560258
Entity typeother
Related Parties
1- filerCIK 0001737633
Filing Metadata
- Form type
- 4
- Filed
- Aug 3, 8:00 PM ET
- Accepted
- Aug 4, 8:37 AM ET
- Size
- 8.0 KB