Berg Kevin 4
4 · CareMax, Inc. · Filed Nov 21, 2023
Insider Transaction Report
Form 4
CareMax, Inc.CMAX
Berg Kevin
Director
Transactions
- Exercise/Conversion
Restricted Stock Units
2023-11-17−12,123→ 0 total→ Class A Common Stock (12,123 underlying) - Exercise/Conversion
Class A Common Stock
2023-11-17+12,123→ 12,123 total
Footnotes (3)
- [F1]The reported transaction involved the vesting and settlement of 12,123 restricted stock units ("RSUs") on November 17, 2023. On such date, each such RSU vested in full and converted into Class A common stock of the Issuer on a one-for-one basis.
- [F2]Each RSU was awarded on November 17, 2022, vested on November 17, 2023 and represented a contingent right to receive one share of the Issuer's Class A common stock in accordance with the Issuer's 2021 Long-Term Incentive Plan.
- [F3]The Reporting Person, an employee of Deerfield Management Company, L.P. ("Deerfield Management"), holds the securities reported herein for the benefit, and at the direction, of Deerfield Management. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the Reporting Person disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.