4//SEC Filing
Goldberger Daniel S 4
Accession 0001193805-24-000755
CIK 0001560258other
Filed
Jun 5, 8:00 PM ET
Accepted
Jun 6, 8:30 AM ET
Size
8.4 KB
Accession
0001193805-24-000755
Insider Transaction Report
Form 4
Goldberger Daniel S
DirectorChief Executive Officer
Transactions
- Purchase
Common Stock
2024-06-05$6.43/sh+38,505$247,587→ 249,565 total - Purchase
Warrants to Purchase Common Stock
2024-06-05$0.06/sh+19,252$1,203→ 19,252 totalExercise: $6.43From: 2024-06-05Exp: 2029-06-05→ Common Stock (19,252 underlying)
Footnotes (3)
- [F1]On June 5, 2024, pursuant to a private placement offering by the Issuer, the Reporting Person acquired 38,505 Units, each Unit consisting of (i) one share of the Issuer's Common Stock and (ii) one Warrant to purchase one-half share of the Issuer's Common Stock. The combined purchase price in the Offering was $6.4925 per Unit, inclusive of $6.43 per share of Common Stock and $0.0625 per Warrant. Each Warrant entitles the holder thereof to purchase one half of a share of Common Stock, is immediately exercisable from the date of issuance at an exercise price of $6.43 per share, and expires five years after issuance.
- [F2]Includes an additional previously issued 75,000 shares issuable pursuant to Restricted Stock Units that will potentially vest in one-third increments on each of January 16, 2025, January 16, 2026, and January 16, 2027. All such unvested shares were previously reported on a Form 4 filing at the time of grant.
- [F3]Includes an additional previously issued 50,000 shares issuable pursuant to Restricted Stock Units that will potentially vest in one-third increments on each of August 4, 2024, August 4, 2025, and August 4, 2026. All such unvested shares were previously reported on a Form 4 filing at the time of grant.
Documents
Issuer
electroCore, Inc.
CIK 0001560258
Entity typeother
Related Parties
1- filerCIK 0001382042
Filing Metadata
- Form type
- 4
- Filed
- Jun 5, 8:00 PM ET
- Accepted
- Jun 6, 8:30 AM ET
- Size
- 8.4 KB