4//SEC Filing
PATTON THOMAS M 4
Accession 0001193805-24-000756
CIK 0001560258other
Filed
Jun 5, 8:00 PM ET
Accepted
Jun 6, 8:31 AM ET
Size
8.3 KB
Accession
0001193805-24-000756
Insider Transaction Report
Form 4
PATTON THOMAS M
Director
Transactions
- Purchase
Warrants to Purchase Common Stock
2024-06-05$0.06/sh+3,850$241→ 3,850 totalExercise: $6.43From: 2024-06-05Exp: 2029-06-05→ Common Stock (3,850 underlying) - Award
Common Stock
2024-06-05$6.43/sh+7,701$49,517→ 67,188 total
Footnotes (3)
- [F1]On June 5, 2024, pursuant to a private placement offering by the Issuer, the Reporting Person acquired 7,701 Units, each Unit consisting of (i) one share of the Issuer's Common Stock and (ii) one Warrant to purchase one-half share of the Issuer's Common Stock. The combined purchase price in the Offering was $6.4925 per Unit, inclusive of $6.43 per share of Common Stock and $0.0625 per Warrant. Each Warrant entitles the holder thereof to purchase one half of a share of Common Stock, is immediately exercisable from the date of issuance at an exercise price of $6.43 per share, and expires five years after issuance.
- [F2]Includes 12,967 shares that have vested pursuant to previously issued Restricted Stock Units. All such vested shares were previously reported on Form 4 filings at the time of grant.
- [F3]Includes 31,848 shares that have vested pursuant to previously issued Deferred Stock Units; 3,623 of such shares will vest monthly through August 4, 2024, provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date. All such vested shares were previously reported on Form 4 filings at the time of grant.
Documents
Issuer
electroCore, Inc.
CIK 0001560258
Entity typeother
Related Parties
1- filerCIK 0001310306
Filing Metadata
- Form type
- 4
- Filed
- Jun 5, 8:00 PM ET
- Accepted
- Jun 6, 8:31 AM ET
- Size
- 8.3 KB