Home/Filings/4/0001194133-07-000004
4//SEC Filing

AMBAC FINANCIAL GROUP INC 4

Accession 0001194133-07-000004

$OSGCIK 0000874501operating

Filed

Jun 7, 8:00 PM ET

Accepted

Jun 8, 3:40 PM ET

Size

12.3 KB

Accession

0001194133-07-000004

Insider Transaction Report

Form 4
Period: 2007-06-06
Transactions
  • Award

    Common Stock

    2007-06-06$88.15/sh+24$2,11625,018 total
  • Award

    Phantom Stock Unit

    2007-06-06$88.15/sh+21$1,85110,749 total
    Common Stock (21 underlying)
  • Award

    Phantom Stock Unit

    2007-06-06$88.15/sh+227$20,01010,728 total
    Common Stock (227 underlying)
Footnotes (4)
  • [F1]Represents dividends on Director Stock Units ("DSUs") granted to the Reporting Person under the Issuer's 1997 Non-Employee Directors Equity Plan, as amended, which dividends are paid in the form of additional DSUs.
  • [F2]Each Phantom Stock Unit converts to common stock on a one to one basis.
  • [F3]These Phantom Stock Units ("PSU") were acquired under the Issuer's Deferred Compensation Plan and represent 25% of the Reporting Person's Annual Retainer Fees for serving as a director during the first quarter of 2007. These PSUs are to be settled 100% in cash upon the Reporting Person's retirement or resignation from the Issuer's Board of Directors or on an earlier date previously selected by the Reporting Person.
  • [F4]Represents dividends on Phantom Stock Units acquired under the Issuer's Deferred Compensation Plan and are to be settled 100% in cash upon the Reporting Person's retirement or resignation from the Issuer's Board of Directors or on an earlier dated previously selected by the Reporting Person.

Issuer

AMBAC FINANCIAL GROUP INC

CIK 0000874501

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000874501

Filing Metadata

Form type
4
Filed
Jun 7, 8:00 PM ET
Accepted
Jun 8, 3:40 PM ET
Size
12.3 KB