4//SEC Filing
AMBAC FINANCIAL GROUP INC 4
Accession 0001194135-06-000006
$OSGCIK 0000874501operating
Filed
Jul 31, 8:00 PM ET
Accepted
Aug 1, 4:34 PM ET
Size
20.5 KB
Accession
0001194135-06-000006
Insider Transaction Report
Form 4
LASSITER PHILLIP B
Director
Transactions
- Tax Payment
Common Stock
2006-07-31$82.93/sh−66,005$5,473,795→ 351,426 total - Tax Payment
Common Stock
2006-07-31$82.93/sh−5,131$425,514→ 346,295 total - Tax Payment
Common Stock
2006-07-31$82.93/sh−31,689$2,627,969→ 339,711 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2006-07-31−77,720→ 0 totalExercise: $70.43From: 2004-10-29Exp: 2007-01-30→ Common Stock (77,720 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2006-07-31−250,000→ 0 totalExercise: $58.93From: 2003-01-30Exp: 2007-01-30→ Common Stock (250,000 underlying) - Exercise/Conversion
Common Stock
2006-07-31$70.43/sh+77,720$5,473,820→ 417,431 total - Exercise/Conversion
Common Stock
2006-07-31$58.93/sh+250,000$14,732,500→ 549,050 total - Tax Payment
Common Stock
2006-07-31$82.93/sh−177,650$14,732,515→ 371,400 total
Holdings
- 2,881(indirect: By Trust)
Common Stock
- 12,000(indirect: By Spouse)
Common Stock
Footnotes (3)
- [F1]Shares were used to pay for the option price of shares acquired upon exercise of the employee's stock options.
- [F2]Shares were withheld pursuant to the exercise of a tax withholding right under the Issuer's 1997 Equity Plan, as amended.
- [F3]Based on a Plan Statement as of July 31, 2006.
Issuer
AMBAC FINANCIAL GROUP INC
CIK 0000874501
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000874501
Filing Metadata
- Form type
- 4
- Filed
- Jul 31, 8:00 PM ET
- Accepted
- Aug 1, 4:34 PM ET
- Size
- 20.5 KB