VICOR CORP 4

4 · VICOR CORP · Filed Jun 19, 2013

Form 4

Period: 2013-06-17

VP Human Resources

Transactions

Disposition to Issuer
Non Qualified Stock Option
2013-06-17−50,000→ 0 total
Exercise: $13.73Exp: 2020-08-27→ Common Stock (50,000 underlying)
Award
Non Qualified Stock Option
2013-06-17+10,000→ 10,000 total
Exercise: $6.29Exp: 2023-06-17→ Common Stock (10,000 underlying)
Disposition to Issuer
Non Qualified Stock Option
2013-06-17−10,000→ 50,000 total
Exercise: $14.07Exp: 2016-11-01→ Common Stock (10,000 underlying)

Footnotes (5)

[F1]Granted 11/1/2006 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.
[F2]Granted 8/27/2010 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest when certain defined performance milestones for the Company's Brick Business Unit are achieved.
[F3]On 6/17/2013, the issuer canceled, pursuant to the issuer's option exchange offer, options granted to the reporting person. In exchange the reporting person received replacement options, having exercise prices ranging from $6.29 to $10.48 per share.
[F4]The replacement options vest over a five year period in equal installments.
[F5]The replacement options for the Brick Business Unit performance options are broken into 5 price increments pursuant to the offer to exchange. The 1st 5th vests on 1st anniversary date, the 2nd 5th on the 2nd anniversary date, the 3rd 5th on the 3rd anniversary date, the 4th 5th on the fourth anniversary date, and the last 5th on the 5th anniversary date from the new options issue.

Documents

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