Home/Filings/4/0001194912-03-000051
4//SEC Filing

KERNAN JOHN T 4

Accession 0001194912-03-000051

CIK 0000893965other

Filed

Nov 18, 7:00 PM ET

Accepted

Nov 19, 7:06 PM ET

Size

9.3 KB

Accession

0001194912-03-000051

Insider Transaction Report

Form 4
Period: 2003-11-17
Transactions
  • Award

    Common Stock

    2003-11-17+211,527211,527 total
  • Award

    Common Stock

    2003-11-17+17,117228,644 total
  • Other

    Common Stock

    2003-11-17$10.59/sh5,555$58,827223,089 total
  • Award

    Non-Employee Director Stock Option (Right to Buy)

    2003-11-17+15,00015,000 total
    Exercise: $10.52From: 2003-11-18Exp: 2011-11-17Common Stock (15,000 underlying)
Footnotes (3)
  • [F1]Received in exchange for 159,045 shares of Lightspan, Inc. common stock in connection with the merger of Lightspan, Inc. into PLATO Learning, Inc. (the ''Merger''). On the effective date of the Merger, the closing price of Lightspan's common stock was $14.02 per share, and the closing price of PLATO Learning's common stock was $10.52 per share.
  • [F2]Received in the Merger in exchange for employee stock options to acquire 14,999 shares of Lightspan, Inc. common stock at an exercise price of $7.10 per share, and 9,999 shares of Lightspan, Inc. common stock at an exercise price of $10.10 per share, and 9,999 shares of Lightspan, Inc. common stock at an exercise price of $10.40 per share.
  • [F3]Disposed as payment of tax obligations incurred in the Merger in connection with PLATO Learning, Inc. common stock received in exchange for Lightspan, Inc. employee stock options to acquire, as explained in #2 above.

Documents

1 file

Issuer

PLATO LEARNING INC

CIK 0000893965

Entity typeother

Related Parties

1
  • filerCIK 0001170647

Filing Metadata

Form type
4
Filed
Nov 18, 7:00 PM ET
Accepted
Nov 19, 7:06 PM ET
Size
9.3 KB