AUBURN NATIONAL BANCORPORATION, INC·4

Apr 15, 11:21 AM ET

HAM WILLIAM F JR 4

4 · AUBURN NATIONAL BANCORPORATION, INC · Filed Apr 15, 2026

Research Summary

AI-generated summary of this filing

Updated

Auburn National (AUBN) Director William F. Ham Jr Buys 64 Shares

What Happened

  • William F. Ham Jr., a director of Auburn National Bancorporation, purchased 64 shares of AUBN on April 14, 2026. The filing reports two open-market/private purchase entries labeled "P": 53 shares at $23.72 ($1,257) and 11 shares at $23.25 ($256), for a total reported cost of $1,513. These were purchases (acquisitions), which insiders doing small purchases often use to add to holdings rather than to signal a material change in view.

Key Details

  • Transaction dates and prices:
    • 2026-04-14 — 53 shares at $23.72 (reported $1,257)
    • 2026-04-14 — 11 shares at $23.25 (reported $256)
  • Total acquired: 64 shares for ~$1,513.
  • Remarks on the filing: "DRIP/OCP" — the filing indicates these were acquired via a dividend reinvestment or related company purchase plan (as noted in the Form 4 remarks).
  • Filing: Form 4 accession dated 2026-04-15 for transactions on 2026-04-14 — appears to have been filed timely (no late‑filing flag in the provided data).
  • Shares owned after the transaction: not provided in the summary you supplied.

Context

  • DRIP (dividend reinvestment plan) purchases are routine ways insiders can increase holdings by reinvesting dividends; such small-dollar purchases are common and do not necessarily imply a major change in insider sentiment.
  • This was a straightforward purchase (code P). No derivative exercise, gift, or tax-withholding event was reported in the data you provided.

Insider Transaction Report

Form 4
Period: 2026-04-14
Transactions
  • Purchase

    common stock, par value $0.1

    2026-04-14$23.72/sh+53$1,2575,026 total
  • Purchase

    common stock

    2026-04-14$23.25/sh+11$2565,037 total
Holdings
  • common stock

    (indirect: By Spouse)
    300
Signature
/s/ William F. Ham, Jr.|2026-04-15

Documents

1 file
  • 4
    ownership.xmlPrimary

    4