POTBELLY CORP 4
4 · POTBELLY CORP · Filed May 12, 2015
Insider Transaction Report
Form 4
POTBELLY CORPPBPB
Avedisian Vann A
Director10% Owner
Transactions
- Other
Common Stock
2015-05-08−25,813→ 778,003 total(indirect: See Footnote) - Other
Common Stock
2015-05-08+9,286→ 233,218 total(indirect: By Trust) - Other
Common Stock
2015-05-08+864→ 4,320 total(indirect: By Trust)
Holdings
- 2,558
Common Stock
- 464(indirect: by Son)
Common Stock
- 464(indirect: by Daughter)
Common Stock
Footnotes (3)
- [F1]On May 8, 2015, Concorde Holdings IX, LLC ("Concorde") distributed 25,813 of the shares held by its members without the payment of any consideration, including to various trusts controlled by the reporting person as reflected on this Form 4.
- [F2]Includes 700,569 shares held by Oxford Blackpoint Venture Partners VII, LLC ("Oxford Blackpoint") and 77,434 shares held by Concorde. Oxford Blackpoint is an investment fund managed by Oxford Capital Partners, Inc. ("Oxford Capital"). Mr. Avedisian is co-owner of Oxford Capital and co-owner of Concorde. Accordingly, Mr. Avedisian may be deemed to share power to vote and dispose of shares owned directly by such entities. Mr. Avedisian disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- [F3]Mr. Avedisian is the trusteee of the Armen G. Avedisian Trust ( the "AGA Trust"). Accordingly, Mr. Avedisian may be deemed to have the power to vote and dispose of shares owned directly by the AGA Trust. Mr. Avedisian disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.