4//SEC Filing
POTBELLY CORP 4
Accession 0001195734-15-000007
$PBPBCIK 0001195734operating
Filed
May 12, 8:00 PM ET
Accepted
May 13, 2:24 PM ET
Size
11.8 KB
Accession
0001195734-15-000007
Insider Transaction Report
Form 4
POTBELLY CORPPBPB
Avedisian Vann A
Director10% Owner
Transactions
- Other
Common Stock
2015-05-12−175,095→ 602,908 total(indirect: See Footnote) - Other
Common Stock
2015-05-12+116→ 580 total(indirect: by Daughter) - Other
Common Stock
2015-05-12+116→ 580 total(indirect: by Son) - Other
Common Stock
2015-05-12+54,197→ 287,415 total(indirect: By Trust)
Holdings
- 2,558
Common Stock
- 4,320(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]On May 12, 2015, Oxford BlackPoint Venture Partners VII, LLC ("Oxford BlackPoint") distributed 175,095 of the shares held by it to its members without payment of any consideration, including to minor children of and a trust controlled by the reporting person as reflected on this Form 4.
- [F2]Includes 525,474 shares held by Oxford BlackPoint and 77,434 shares held by Concorde Holdings IX, LLC ("Concorde"). Oxford BlackPoint is an investment fund managed by Oxford Capital Partners, Inc. ("Oxford Capital"). Mr. Avedisian is co-owner of Oxford Capital and co-owner of Concorde. Accordingly, Mr. Avedisian may be deemed to share power to vote and dispose of shares owned directly by such entities. Mr. Avedisian disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- [F3]Mr. Avedisian is the trusteee of the Armen G. Avedisian Trust ( the "AGA Trust"). Accordingly, Mr. Avedisian may be deemed to have the power to vote and dispose of shares owned directly by the AGA Trust. Mr. Avedisian disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Documents
Issuer
POTBELLY CORP
CIK 0001195734
Entity typeoperating
Related Parties
1- filerCIK 0001195734
Filing Metadata
- Form type
- 4
- Filed
- May 12, 8:00 PM ET
- Accepted
- May 13, 2:24 PM ET
- Size
- 11.8 KB