4//SEC Filing
POTBELLY CORP 4
Accession 0001195734-16-000078
$PBPBCIK 0001195734operating
Filed
Apr 17, 8:00 PM ET
Accepted
Apr 18, 1:17 PM ET
Size
12.9 KB
Accession
0001195734-16-000078
Insider Transaction Report
Form 4
POTBELLY CORPPBPB
MORLOCK JOHN B
SVP - Operations
Transactions
- Exercise/Conversion
Common Stock
2016-04-13$9.60/sh+9,604$92,198→ 9,604 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2016-04-13−9,604→ 44,128 totalExercise: $9.60Exp: 2022-12-03→ Common Stock (9,604 underlying) - Sale
Common Stock
2016-04-13$14.00/sh−9,604$134,456→ 0 total - Exercise/Conversion
Common Stock
2016-04-13$9.60/sh+396$3,802→ 396 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2016-04-13−396→ 43,732 totalExercise: $9.60Exp: 2022-12-03→ Common Stock (396 underlying) - Sale
Common Stock
2016-04-13$14.00/sh−396$5,544→ 0 total
Footnotes (2)
- [F1]These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- [F2]The stock options vested and became exercisable prior to Potbelly Corporation's initial public offering.
Documents
Issuer
POTBELLY CORP
CIK 0001195734
Entity typeoperating
Related Parties
1- filerCIK 0001195734
Filing Metadata
- Form type
- 4
- Filed
- Apr 17, 8:00 PM ET
- Accepted
- Apr 18, 1:17 PM ET
- Size
- 12.9 KB