POTBELLY CORP 4
4 · POTBELLY CORP · Filed Apr 18, 2016
Insider Transaction Report
Form 4
POTBELLY CORPPBPB
MORLOCK JOHN B
SVP - Operations
Transactions
- Exercise/Conversion
Common Stock
2016-04-13$9.60/sh+9,604$92,198→ 9,604 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2016-04-13−9,604→ 44,128 totalExercise: $9.60Exp: 2022-12-03→ Common Stock (9,604 underlying) - Sale
Common Stock
2016-04-13$14.00/sh−9,604$134,456→ 0 total - Exercise/Conversion
Common Stock
2016-04-13$9.60/sh+396$3,802→ 396 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2016-04-13−396→ 43,732 totalExercise: $9.60Exp: 2022-12-03→ Common Stock (396 underlying) - Sale
Common Stock
2016-04-13$14.00/sh−396$5,544→ 0 total
Footnotes (2)
- [F1]These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- [F2]The stock options vested and became exercisable prior to Potbelly Corporation's initial public offering.