4//SEC Filing
Johnson Alan L 4
Accession 0001195734-18-000016
CIK 0001195734other
Filed
May 15, 8:00 PM ET
Accepted
May 16, 6:55 PM ET
Size
7.7 KB
Accession
0001195734-18-000016
Insider Transaction Report
Form 4
POTBELLY CORPPBPB
Johnson Alan L
President and CEO
Transactions
- Award
Non-Qualified Stock Option (right to buy)
2018-05-14+200,401→ 200,401 totalExercise: $14.08Exp: 2027-11-29→ Common Stock (200,401 underlying) - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2018-05-14−200,401→ 0 totalExercise: $12.80Exp: 2027-11-29→ Common Stock (200,401 underlying)
Footnotes (2)
- [F1]The stock options will vest in equal installments on November 29, 2018; November 29, 2019; November 29, 2020; and November 29, 2021.
- [F2]In a Form 4 filed on December 1, 2017, the reporting person reported that on November 29, 2017 he was granted an employee stock option covering 200,401 shares of common stock and having an exercise price of $12.80 a share (the closing market price of the stock on November 29, 2017). The reporting person and the issuer have agreed to amend the options to provide that the options will have an exercise price of $14.08 a share. The amendment is reported in this Form 4 as a cancellation of the original option and the grant of a replacement option.
Documents
Issuer
POTBELLY CORP
CIK 0001195734
Entity typeother
Related Parties
1- filerCIK 0001724212
Filing Metadata
- Form type
- 4
- Filed
- May 15, 8:00 PM ET
- Accepted
- May 16, 6:55 PM ET
- Size
- 7.7 KB