ARNOLD NEAL E 4

4 · FIRSTSUN CAPITAL BANCORP · Filed Apr 2, 2026

AI-generated summary of this filing

Updated Apr 2, 2026

FirstSun Capital (FSUN) CEO Neal Arnold Receives RSUs; Shares Withheld

What Happened

Neal E. Arnold, President, CEO and Director of FirstSun Capital Bancorp (FSUN), received awards of restricted stock units (RSUs) on April 1, 2026 totaling 67,120 shares (30,170 + 36,950). On the same date 10,914 shares were delivered/withheld to satisfy tax withholding obligations at an assumed price of $36.46 per share, totaling approximately $397,924. The filings show award (code A) and tax withholding (code F) transactions.

Key Details

Transaction dates: April 1, 2026 (filed April 2, 2026).
Awards: 30,170 RSUs (time-vesting) and 36,950 RSUs (performance-based vesting/delivery).
Tax withholding: 10,914 shares withheld (disposed) at $36.46/share (value ≈ $397,924). Price based on prior trading day close per filing.
Ownership after transaction: filing does not state total shares beneficially owned after these transactions; filing notes 232,348 shares are held in a joint brokerage account with spouse.
Notable footnotes: time-vesting RSUs vest in three equal annual installments; performance RSUs were granted April 1, 2023 and vested upon meeting three‑year performance goals; shares were withheld to cover tax withholding.
Timeliness: Transactions occurred April 1 and were filed April 2, 2026 (appears filed promptly the next day).

Context

These were equity awards and a withholding for taxes, not an open-market sale or purchase. Withholding of shares to cover taxes (code F) is a routine administrative action and does not necessarily indicate selling for investment reasons. Performance RSUs reflect compensation tied to multi-year goals; time-vesting RSUs vest over upcoming anniversaries.

Form 4

Period: 2026-04-01

DirectorCEO & President

Transactions

Award
Common Stock, $0.0001 par value
[F1][F2]
2026-04-01+30,170→ 303,714 total
Award
Common Stock, $0.0001 par value
[F3][F2]
2026-04-01+36,950→ 340,664 total
Tax Payment
Common Stock, $0.0001 par value
[F4][F5][F2]
2026-04-01$36.46/sh−10,914$397,924→ 329,750 total

Footnotes (5)

[F1]Award of time-vesting restricted stock units that vest in three equal annual installments on the anniversary of the grant date.
[F2]232,348 of the shares reported are held in a joint brokerage account with spouse.
[F3]Shares delivered to the reporting person pursuant to vesting of performance-based restricted stock units, which were granted to the reporting person on April 1, 2023, under the company's Long- Term Incentive Plan and vested upon achievement of performance goals for the applicable three-year performance period.
[F4]Shares withheld on vesting of restricted stock unit awards to cover tax withholding.
[F5]Based on market closing price on the day before the transaction date.

Signature

/s/ Kelly C. Rackley, by power of attorney|2026-04-02

1 file