TRBOVICH NICHOLAS JR 4
4 · SERVOTRONICS INC /DE/ · Filed Oct 27, 2011
Insider Transaction Report
Form 4
TRBOVICH NICHOLAS JR
DirectorChief Operating Officer
Transactions
- Exercise/Conversion
Common Stock
2011-10-25$2.04/sh+27,000$55,215→ 43,188 total - Exercise/Conversion
Options (Right to Buy)
2011-10-25−27,000→ 0 totalExercise: $2.04Exp: 2013-04-10→ Common Stock (27,000 underlying)
Holdings
- 88,457.5(indirect: By ESOT)
Common Stock
- 15,000
Options (Right to Buy)
Exercise: $4.70Exp: 2015-12-29→ Common Stock (15,000 underlying)
Footnotes (2)
- [F1]As of the date hereof, includes 29,012.41 shares allocated to the reporting person's account under the Company's Employee Stock Ownership Trust (the "ESOT") as well as shares allocated to the ESOT accounts of the reporting person's father, Dr. Nicholas Trbovich, and the reporting person's brothers, Michael Trbovich and Kenneth Trbovich, that the reporting person is required to report pursuant to Rule 16a-8(b)(2). The reporting person disclaims beneficial interest in the 59,445.09 shares allocated to his family members' ESOT accounts.
- [F2]All of the options are currently exercisable.