CRACCHIOLO JAMES M 4

What Happened James M. Cracchiolo, Chairman and CEO of Ameriprise Financial (AMP), disposed of a total of 3,923 shares to satisfy tax-withholding obligations tied to equity compensation. On Jan 26, 2026 he surrendered 1,731 shares at $500.53 each (proceeds $866,417), and on Jan 27, 2026 he surrendered 2,192 shares at $498.33 each (proceeds $1,092,339). Combined proceeds were approximately $1.96 million. These transactions are reported under Form 4 code F (payment of exercise price or tax liability), which typically indicates share withholding rather than an open-market sale.

Key Details

• Transaction dates and prices:
  • 2026-01-26: 1,731 shares @ $500.53 = $866,417 (disposed; code F)
  • 2026-01-27: 2,192 shares @ $498.33 = $1,092,339 (disposed; code F)
• Total shares surrendered: 3,923; total proceeds ≈ $1,958,756.
• Shares owned after transaction: Not specified on the Form 4. Footnote F1 states an estimate of shares held in Mr. Cracchiolo’s Ameriprise Financial Stock Fund 401(k) account as of Jan 27, 2026 (unit accounting), but no aggregate post-transaction beneficial ownership number is provided.
• Filing timeliness: Form filed Jan 28, 2026 for transactions on Jan 26–27, 2026 — appears to be timely (no late-filing indication).

Context

• Code F transactions usually reflect shares surrendered or withheld to satisfy tax obligations arising from vesting or option exercises (a form of cashless withholding), not an independent open-market sale expressing a trading view. No 10b5-1 plan, gifts, or option grant details are indicated on this filing.