CRACCHIOLO JAMES M 4

What Happened

• James M. Cracchiolo, Chairman, CEO and Director of Ameriprise Financial, sold a total of 48,813 shares of AMP stock in a series of open-market transactions on February 4, 2026. The individual lots reported were:
  • 7,136 shares @ $540.11 — $3,854,191
  • 4,235 shares @ $541.46 — $2,293,068
  • 5,643 shares @ $542.78 — $3,062,934
  • 4,507 shares @ $543.88 — $2,451,284
  • 6,886 shares @ $545.04 — $3,753,155
  • 1,782 shares @ $545.76 — $972,547
  • 2,928 shares @ $547.51 — $1,603,105
  • 15,696 shares @ $548.61 — $8,610,906
  • Total proceeds ≈ $26,601,190.
• These were sales (S) via open market — a disposition of holdings rather than a purchase or option exercise.

Key Details

• Transaction date: February 4, 2026; Form 4 filed February 6, 2026 (within the normal reporting window).
• Prices: reported per-lot weighted-average prices from the filing (individual lots listed above); footnotes F1–F7 state each lot’s sale-price ranges and that weighted averages are reported.
• Shares owned after transaction: the filing does not state a single fixed post-transaction balance; footnote F8 notes an estimate of shares held by the reporting person in the Ameriprise Stock Fund under the Ameriprise 401(k) plan (unit accounting — holdings vary with the stock price).
• No 10b5-1 plan, option exercise, award grant, or tax-withholding sale is specified in the filing — these were open-market dispositions.
• Filing timeliness: filed two days after the trades (not marked late).

Context

• Sales by executives are common and can be for many personal or liquidity reasons; they are not, by themselves, definitive indicators of company prospects. Retail investors often view purchases as stronger affirmative signals than routine sales.
• Footnotes F1–F7 indicate the reported prices are weighted averages for multiple executions within each lot; the filer offers to provide detailed execution prices on request to regulators or the issuer.