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4//SEC Filing

THOMASCH JAMES G 4

Accession 0001196664-09-000001

CIK 0000879682other
View on SEC.govCompany Profile

Filed

Jun 3, 8:00 PM ET

Accepted

Jun 4, 2:26 PM ET

Size

31.4 KB

Accession

0001196664-09-000001

Insider Transaction Report

Form 4
Period: 2009-06-03
PLC SYSTEMS INCPLCSF
THOMASCH JAMES G
Senior Vice President & CFO
Transactions
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-06-03−72,500→ 0 total
    Exercise: $0.56Exp: 2010-10-26→ Common Stock (72,500 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-06-03−125,000→ 0 total
    Exercise: $0.81Exp: 2014-05-18→ Common Stock (125,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-06-03−35,000→ 0 total
    Exercise: $0.81Exp: 2011-01-07→ Common Stock (35,000 underlying)
  • Award

    Stock Option (Right to Buy)

    2009-06-03+814,470→ 814,470 total
    Exercise: $0.24Exp: 2014-06-02→ Common Stock (814,470 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-06-03−145,000→ 0 total
    Exercise: $0.45Exp: 2013-03-25→ Common Stock (145,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-06-03−75,000→ 0 total
    Exercise: $0.56Exp: 2011-12-18→ Common Stock (75,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-06-03−96,970→ 0 total
    Exercise: $0.55Exp: 2015-05-23→ Common Stock (96,970 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-06-03−65,000→ 0 total
    Exercise: $0.67Exp: 2016-05-16→ Common Stock (65,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-06-03−65,000→ 0 total
    Exercise: $0.37Exp: 2018-06-17→ Common Stock (65,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-06-03−20,000→ 0 total
    Exercise: $0.65Exp: 2011-07-29→ Common Stock (20,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-06-03−50,000→ 0 total
    Exercise: $0.69Exp: 2013-08-05→ Common Stock (50,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-06-03−65,000→ 0 total
    Exercise: $0.64Exp: 2017-06-12→ Common Stock (65,000 underlying)
Footnotes (15)
  • [F1]The cancelled option was fully vested.
  • [F10]On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 17, 2006.
  • [F11]The cancelled option provided for vesting in three equal annual installments beginning on the one-year anniversary of the date of grant.
  • [F12]On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on June 13, 2007.
  • [F13]On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on June 18, 2008.
  • [F14]The option provides for 1/3 of the underlying number of shares to vest on the one-year anniversary of the date of grant and an additional 1/12 of the underlying number of shares to vest at the end of each successive three-month period following the one-year anniversary of the date of grant.
  • [F15]On June 3, 2009, the issuer granted the reporting person an option for the same number of shares as were underlying the options that were cancelled on the same date pursuant to the issuer's option exchange program.
  • [F2]On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on October 27, 2000.
  • [F3]On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on January 8, 2001.
  • [F4]On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on July 30, 2001.
  • [F5]On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on December 19, 2001.
  • [F6]On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on March 26, 2003.
  • [F7]On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on August 6, 2003.
  • [F8]On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 19, 2004.
  • [F9]On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 24, 2005.

Documents

1 file

Issuer

PLC SYSTEMS INC

CIK 0000879682

→
Entity typeother

Related Parties

1
  • filerCIK 0001196664

Filing Metadata

Form type
4
Filed
Jun 3, 8:00 PM ET
Accepted
Jun 4, 2:26 PM ET
Size
31.4 KB
View on SEC.gov