4//SEC Filing
NORTON H B BRENT 4
Accession 0001196668-09-000001
CIK 0000879682other
Filed
Jun 3, 8:00 PM ET
Accepted
Jun 4, 11:38 AM ET
Size
28.7 KB
Accession
0001196668-09-000001
Insider Transaction Report
Form 4
PLC SYSTEMS INCPLCSF
NORTON H B BRENT
Director
Transactions
- Disposition to Issuer
Stock Option (Right to Buy)
2009-06-03−15,000→ 0 totalExercise: $0.37Exp: 2018-06-17→ Common Stock (15,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2009-06-03−10,000→ 0 totalExercise: $1.66Exp: 2010-05-23→ Common Stock (10,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2009-06-03−10,000→ 0 totalExercise: $0.52Exp: 2013-05-13→ Common Stock (10,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2009-06-03−15,000→ 0 totalExercise: $0.55Exp: 2015-05-23→ Common Stock (15,000 underlying) - Award
Stock Option (Right to Buy)
2009-06-03+115,000→ 115,000 totalExercise: $0.24Exp: 2014-06-02→ Common Stock (115,000 underlying) - Award
Stock Option (Right to Buy)
2009-06-03+10,000→ 125,000 totalExercise: $0.29Exp: 2014-06-02→ Common Stock (10,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2009-06-03−10,000→ 0 totalExercise: $0.90Exp: 2011-05-22→ Common Stock (10,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2009-06-03−15,000→ 0 totalExercise: $0.64Exp: 2017-06-12→ Common Stock (15,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2009-06-03−10,000→ 0 totalExercise: $0.55Exp: 2011-12-18→ Common Stock (10,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2009-06-03−15,000→ 0 totalExercise: $0.81Exp: 2014-05-18→ Common Stock (15,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2009-06-03−15,000→ 0 totalExercise: $0.67Exp: 2016-05-16→ Common Stock (15,000 underlying)
Footnotes (13)
- [F1]The cancelled option was fully vested.
- [F10]The cancelled option provided for vesting in four equal quarterly installments beginning on the three-month anniversary of the date of grant.
- [F11]On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on June 18, 2008.
- [F12]The option provides for vesting in four equal quarterly installments beginning on the three-month anniversary of the date of grant.
- [F13]On June 3, 2009, the issuer granted the reporting person an option for the same number of shares as were underlying the options that were cancelled on the same date pursuant to the issuer's option exchange program.
- [F2]On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 24, 2000.
- [F3]On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 23, 2001.
- [F4]On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on December 19, 2001.
- [F5]On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 14, 2003.
- [F6]On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 19, 2004.
- [F7]On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 24, 2005.
- [F8]On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 17, 2006.
- [F9]On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on June 13, 2007.
Documents
Issuer
PLC SYSTEMS INC
CIK 0000879682
Entity typeother
Related Parties
1- filerCIK 0001196668
Filing Metadata
- Form type
- 4
- Filed
- Jun 3, 8:00 PM ET
- Accepted
- Jun 4, 11:38 AM ET
- Size
- 28.7 KB