Home/Filings/4/0001196677-09-000001
4//SEC Filing

HOLMES BENJAMIN L 4

Accession 0001196677-09-000001

CIK 0000879682other

Filed

Jun 2, 8:00 PM ET

Accepted

Jun 3, 5:14 PM ET

Size

24.3 KB

Accession

0001196677-09-000001

Insider Transaction Report

Form 4
Period: 2009-06-03
Transactions
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-06-0310,0000 total
    Exercise: $0.55Exp: 2011-12-18Common Stock (10,000 underlying)
  • Award

    Stock Option (Right to Buy)

    2009-06-03+125,000125,000 total
    Exercise: $0.24Exp: 2014-06-02Common Stock (125,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-06-0330,0000 total
    Exercise: $1.66Exp: 2010-05-23Common Stock (30,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-06-0315,0000 total
    Exercise: $0.81Exp: 2014-05-18Common Stock (15,000 underlying)
Footnotes (12)
  • [F1]The cancelled option was fully vested.
  • [F10]On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on June 18, 2008.
  • [F11]The option provides for vesting in four equal quarterly installments beginning on the three-month anniversary of the date of grant.
  • [F12]On June 3, 2009, the issuer granted the reporting person an option for the same number of shares as were underlying the options that were cancelled on the same date pursuant to the issuer's option exchange program.
  • [F2]On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 24, 2000.
  • [F3]On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on December 19, 2001.
  • [F4]On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 14, 2003.
  • [F5]On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 19, 2004.
  • [F6]On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 24, 2005.
  • [F7]On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 17, 2006.
  • [F8]On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on June 13, 2007.
  • [F9]The cancelled option provided for vesting in four equal quarterly installments beginning on the three-month anniversary of the date of grant.

Issuer

PLC SYSTEMS INC

CIK 0000879682

Entity typeother

Related Parties

1
  • filerCIK 0001196677

Filing Metadata

Form type
4
Filed
Jun 2, 8:00 PM ET
Accepted
Jun 3, 5:14 PM ET
Size
24.3 KB