WisdomTree, Inc.·4

May 21, 4:07 PM ET

Lilien R Jarrett 4

4 · WisdomTree, Inc. · Filed May 21, 2026

Research Summary

AI-generated summary of this filing

Updated

WisdomTree (WT) President & COO Lilien R Jarrett Sells 30,000 Shares

What Happened

Lilien R. Jarrett, President and Chief Operating Officer of WisdomTree, sold 30,000 shares on May 20, 2026 in an open‑market/private sale at $18.99 per share, generating proceeds of approximately $569,700. The transaction is reported as a sale (S) and was executed pursuant to a prearranged Rule 10b5‑1 trading plan.

Key Details

  • Transaction date and price: May 20, 2026; 30,000 shares at $18.99 per share.
  • Total proceeds: about $569,700.
  • Method/code: Reported as sale (S), effected under a Rule 10b5‑1 plan established November 24, 2025.
  • Ownership notes: Filing discloses restricted stock awards that vest as follows — 114,570 shares on Jan 25, 2027; 59,724 shares on Jan 25, 2028; and 23,785 shares on Jan 25, 2029 (totaling 198,079 shares). The reporting person’s sales are subject to WisdomTree’s equity ownership requirements.
  • Filing timeliness: Form filed May 21, 2026 for a May 20, 2026 transaction (no late‑filing flag in the provided data).

Context

This was a sale under a 10b5‑1 plan, meaning the trades were prearranged and the reporting person had no discretion over timing — a common mechanism executives use to sell shares while limiting potential insider‑trading concerns. Sales do not necessarily indicate a change in insider sentiment; they can be routine or for personal-liquidity reasons.

Insider Transaction Report

Form 4
Period: 2026-05-20
Lilien R Jarrett
President and COO
Transactions
  • Sale

    Common Stock

    [F1][F2]
    2026-05-20$18.99/sh30,000$569,7001,110,245 total
Footnotes (2)
  • [F1]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on November 24, 2025. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. All sales by the reporting person are subject to the Issuer's equity ownership requirements.
  • [F2]Includes restricted stock awards vesting as to (i) 114,570 shares on January 25, 2027, (ii) 59,724 shares on January 25, 2028 and (iii) 23,785 shares on January 25, 2029.
Signature
/s/ Marci Frankenthaler, Attorney-in-Fact|2026-05-21

Documents

1 file
  • 4
    f4_a1eus000008qptmmae-live.xmlPrimary

    PRIMARY DOCUMENT