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CIOCIA JAMES 4

Accession 0001199835-12-000723

CIK 0000914142other

View on SEC.gov Company Profile

Filed

Nov 4, 7:00 PM ET

Accepted

Nov 5, 3:33 PM ET

Size

6.9 KB

Accession

0001199835-12-000723

Insider Transaction Report

Form 4

Period: 2012-10-31

GILMAN CIOCIA, INC.GTAX

DirectorChairman

Transactions

Award
Option
2012-10-31$0.05/sh+102,041$5,102→ 102,041 total
Exercise: $0.15Exp: 2022-11-01→ Common Stock (102,041 underlying)
Award
Common Stock
2012-10-31$0.05/sh+100,000$5,000→ 3,288,117 total

Footnotes (2)

[F1]9,100 shares are held as custodian for Mr. Ciocia's sons.
[F2]Grant of common stock options pursuant to the Issuer's 2007 Stock Incentive Plan with a ten-year term vesting 20% of the shares annually commencing on 10/31/2013.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

GILMAN CIOCIA, INC.

CIK 0000914142

Entity typeother

Related Parties

1

filerCIK 0000940533

Filing Metadata

Form type: 4
Filed: Nov 4, 7:00 PM ET
Accepted: Nov 5, 3:33 PM ET
Size: 6.9 KB

View on SEC.gov