4//SEC Filing
SHAW ALAN 4
Accession 0001200375-11-000001
CIK 0001200375other
Filed
May 11, 8:00 PM ET
Accepted
May 12, 9:19 PM ET
Size
7.7 KB
Accession
0001200375-11-000001
Insider Transaction Report
Form 4
CODEXIS INCCDXS
SHAW ALAN
DirectorPresident and CEO
Transactions
- Exercise/Conversion
Common Stock
2011-05-10$0.60/sh+50,000$30,000→ 125,000 total - Exercise/Conversion
Stock Option (right to buy)
2011-05-10−50,000→ 123,333 totalExercise: $0.60Exp: 2013-05-16→ Common Stock (50,000 underlying)
Holdings
- 193,666(indirect: See Footnote)
Common Stock
Footnotes (3)
- [F1]Includes 75,000 restricted stock units. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) restricted stock unit.
- [F2]Shares held by The Shaw Living Trust UAD 6/11/2008, Alan Shaw and Christine Shaw Trustees.
- [F3]100% of the shares subject to the option are fully vested and exercisable.
Documents
Issuer
CODEXIS INC
CIK 0001200375
Entity typeother
Related Parties
1- filerCIK 0001180767
Filing Metadata
- Form type
- 4
- Filed
- May 11, 8:00 PM ET
- Accepted
- May 12, 9:19 PM ET
- Size
- 7.7 KB