4/A//SEC Filing
RUOTOLO KENNETH L 4/A
Accession 0001200820-04-000004
CIK 0000796655other
Filed
Dec 12, 7:00 PM ET
Accepted
Dec 13, 4:46 PM ET
Size
8.8 KB
Accession
0001200820-04-000004
Insider Transaction Report
Form 4/AAmended
Transactions
- Purchase
Common Stock
2004-12-09$1.00/sh+5,000$5,000→ 5,000 total - Purchase
Warrant to Purchase Common Stock
2004-12-09+5,000→ 345,000 totalExercise: $2.00From: 2004-12-09Exp: 2007-11-12→ Common Stock (5,000 underlying)
Footnotes (2)
- [F1]Mr. Ken Ruotolo purchased 5,000 units from ANTs software inc. at a price of $1.00 per unit, with each unit consisting of (i) one share of common stock and (ii) a warrant to purchase one share of common stock. The shares of common stock are "restricted securities" as that term is defined in paragraph (a) of Rule 144 of the Securities Act of 1933, as amended.
- [F2]Item 9 includes an option grant dated 11/28/2001 for 17,500 shares, exercise price $2.00, fully vested; an option grant dated 10/03/2001 for 17,500 shares, exercise price $2.00, fully vested; an option grant dated 6/21/2001 for 175,000 shares, exercise price $3.18, fully vested; an option grant dated 2/06/2001 for 19,980 shares, exercise price $2.9062,fully vested; an option grant dated 1/08/2001 for 9,340 shares, exercise price $2.75, fully vested; an option grant dated 4/10/2002 for 60,680 shares, exercise price $1.90, vesting schedule as follows: 2.78% shall vest at the conclusion of each month, such that 100% of shares shall be vested three years from the Vesting Measurement Date; an option grant dated 8/7/2002 for 20,000 shares, exercise price $.52, fully vested; an option grant dated 1/30/2004 for 20,000 shares, exercise price $.81, fully vested; a warrant dated 12/9/2004 for 5,000 shares, exercise price $2.00, fully vested.
Documents
Issuer
ANTS SOFTWARE INC
CIK 0000796655
Entity typeother
Related Parties
1- filerCIK 0001200820
Filing Metadata
- Form type
- 4/A
- Filed
- Dec 12, 7:00 PM ET
- Accepted
- Dec 13, 4:46 PM ET
- Size
- 8.8 KB