4/A//SEC Filing
RUOTOLO FRANCIS 4/A
Accession 0001200820-04-000006
CIK 0000796655other
Filed
Dec 12, 7:00 PM ET
Accepted
Dec 13, 5:33 PM ET
Size
8.6 KB
Accession
0001200820-04-000006
Insider Transaction Report
Form 4/AAmended
RUOTOLO FRANCIS
Director
Transactions
- Purchase
Common Stock
2004-11-22$1.00/sh+20,000$20,000→ 20,000 total - Purchase
Warrant to Purchase Common Stock
2004-11-22+20,000→ 1,067,500 totalExercise: $2.00From: 2004-11-22Exp: 2007-11-12→ Common Stock (20,000 underlying)
Footnotes (2)
- [F1]Mr. Ruotolo purchased 20,000 units from ANTs software inc. at a price of $1.00 per unit, with each unit consisting of (i) one share of common stock and (ii) a warrant to purchase one share of common stock. The shares of common stock are "restricted securities" as that term is defined in paragraph (a) of Rule 144 of the Securites Act of 1933, as amended.
- [F2]Item 9 includes a warrant dated 5/23/2000 for 25,000 shares, exercise price $5.50, fully vested; option grant dated 1/8/2001 for 750,000 shares, exercise price $2.75, fully vested; an option grant dated 10/03/2001 for 77,500 shares, exercise price $2.00, fully vested; an option grant dated 11/28/2001 for 155,000 shares, exercise price 2.00, fully vested; an option grant dated 8/7/2002 for 20,000 shares, exercise price $.52, fully vested, an option grant dated 1/30/2004 for 20,000 shares, exercise price $.81 fully vested; a warrant dated 11/22/2004 for 20,000 shares, exercise price $2.00, fully vested.
Documents
Issuer
ANTS SOFTWARE INC
CIK 0000796655
Entity typeother
Related Parties
1- filerCIK 0001201188
Filing Metadata
- Form type
- 4/A
- Filed
- Dec 12, 7:00 PM ET
- Accepted
- Dec 13, 5:33 PM ET
- Size
- 8.6 KB