4//SEC Filing
ZAPPALA JOSEPH 4
Accession 0001200876-03-000078
CIK 0001098315other
Filed
Nov 23, 7:00 PM ET
Accepted
Nov 24, 6:47 PM ET
Size
21.6 KB
Accession
0001200876-03-000078
Insider Transaction Report
Form 4
ZAPPALA JOSEPH
Director10% Owner
Transactions
- Exercise/Conversion
Common Stock
2003-11-20$1.00/sh+10,000$10,000→ 1,456,250 total - Exercise/Conversion
Option (right to buy)
2003-11-20−2,667→ 1,333 totalExercise: $2.00→ Common Stock (2,667 underlying) - Gift
Common stock
2003-08-06−25,000→ 1,446,250 total - Exercise/Conversion
Common Stock
2003-11-20$2.00/sh+2,667$5,334→ 1,458,917 total - Sale
Common Stock
2003-11-21$4.20/sh−4,100$17,220→ 50,900 total(indirect: by: Son) - Sale
Common Stock
2003-11-20$4.21/sh−10,000$42,112→ 1,448,917 total - Exercise/Conversion
Options (right to buy)
2003-11-20−10,000→ 20,000 totalExercise: $1.00→ Common Stock (10,000 underlying) - Sale
Common Stock
2003-11-20$4.21/sh−2,667$11,231→ 1,446,250 total
Holdings
- 423,500(indirect: By Spouse)
Common Stock
Footnotes (3)
- [F1]The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
- [F2]The options become exercisable over a three year period.
- [F3]The options terminate 10 years from the date of the grant.
Issuer
INNOVATIVE COMPANIES INC
CIK 0001098315
Entity typeother
Related Parties
1- filerCIK 0001213648
Filing Metadata
- Form type
- 4
- Filed
- Nov 23, 7:00 PM ET
- Accepted
- Nov 24, 6:47 PM ET
- Size
- 21.6 KB