Home/Filings/4/0001200876-14-000148
4//SEC Filing

NICHOLAS FINANCIAL INC 4

Accession 0001200876-14-000148

$OMCCCIK 0001000045operating

Filed

Sep 30, 8:00 PM ET

Accepted

Oct 1, 7:14 PM ET

Size

12.9 KB

Accession

0001200876-14-000148

Insider Transaction Report

Form 4
Period: 2014-09-26
VOSOTAS PETER L
DirectorPresident & CEO10% Owner
Transactions
  • Sale

    Common Stock

    2014-09-30$11.90/sh3,000$35,7001,132,958 total(indirect: By Trust)
  • Sale

    Common Stock

    2014-09-26$11.19/sh26,823$300,1491,135,958 total(indirect: By Trust)
Holdings
  • Common Stock

    376,883
  • Common Stock

    (indirect: By Spouse)
    4,432
  • Stock Options (right to buy)

    Exercise: $0.35Exp: 2019-04-01Common Stock (27,500 underlying)
    27,500
  • Stock Options (right to buy)

    Exercise: $0.38Exp: 2019-03-31Common Stock (55,000 underlying)
    55,000
Footnotes (2)
  • [F1]The option vests in two equal annual installments beginning on April 1, 2010.
  • [F2]The option vests in two equal annual installments beginning on March 31, 2010.

Issuer

NICHOLAS FINANCIAL INC

CIK 0001000045

Entity typeoperating
IncorporatedFL

Related Parties

1
  • filerCIK 0001000045

Filing Metadata

Form type
4
Filed
Sep 30, 8:00 PM ET
Accepted
Oct 1, 7:14 PM ET
Size
12.9 KB