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NICHOLAS FINANCIAL INC · Oct 1, 7:14 PM ET

NICHOLAS FINANCIAL INC 4

4 · NICHOLAS FINANCIAL INC · Filed Oct 1, 2014

Insider Transaction Report

Form 4
Period: 2014-09-26
NICHOLAS FINANCIAL INCNICK
VOSOTAS PETER L
DirectorPresident & CEO10% Owner
Transactions
  • Sale

    Common Stock

    2014-09-30$11.90/sh−3,000$35,700→ 1,132,958 total(indirect: By Trust)
  • Sale

    Common Stock

    2014-09-26$11.19/sh−26,823$300,149→ 1,135,958 total(indirect: By Trust)
Holdings

  • Common Stock

    376,883

  • Common Stock

    (indirect: By Spouse)
    4,432

  • Stock Options (right to buy)

    Exercise: $0.35Exp: 2019-04-01→ Common Stock (27,500 underlying)
    27,500

  • Stock Options (right to buy)

    Exercise: $0.38Exp: 2019-03-31→ Common Stock (55,000 underlying)
    55,000
Footnotes (2)
  • [F1]The option vests in two equal annual installments beginning on April 1, 2010.
  • [F2]The option vests in two equal annual installments beginning on March 31, 2010.

Documents

2 files
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT

  • EX-24
    vosotas.txt

    POA