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NICHOLAS FINANCIAL INC · Oct 23, 9:00 PM ET

NICHOLAS FINANCIAL INC 4

4 · NICHOLAS FINANCIAL INC · Filed Oct 23, 2014

Insider Transaction Report

Form 4
Period: 2014-10-21
NICHOLAS FINANCIAL INCNICK
VOSOTAS PETER L
DirectorPresident & CEO10% Owner
Transactions
  • Sale

    Common Stock

    2014-10-21$11.25/sh−500,000$5,625,000→ 632,958 total(indirect: By Trust)
Holdings

  • Stock Options (right to buy)

    Exercise: $0.38Exp: 2019-03-31→ Common Stock (55,000 underlying)
    55,000

  • Stock Options (right to buy)

    Exercise: $0.35Exp: 2019-04-01→ Common Stock (27,500 underlying)
    27,500

  • Common Stock

    (indirect: By Spouse)
    4,432

  • Common Stock

    376,883
Footnotes (2)
  • [F1]The option vests in two equal annual installments beginning on April 1, 2010.
  • [F2]The option vests in two equal annual installments beginning on March 31, 2010.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT