4//SEC Filing
JMW GROUP LLC 4
Accession 0001200952-09-000139
CIK 0000944947other
Filed
Mar 25, 8:00 PM ET
Accepted
Mar 26, 4:49 PM ET
Size
12.2 KB
Accession
0001200952-09-000139
Insider Transaction Report
Form 4
EnergyConnect Group IncECNG.OB
Aequitas Commercial Finance, LLC
10% Owner
Transactions
- Award
Convertible Secured Promissory Note
2009-02-26$0.09/sh+36,791,754$3,333,333→ 41,153,036 total(indirect: See Footnotes)Exercise: $0.09From: 2009-02-26Exp: 2011-01-01→ Common Stock (36,791,754 underlying)
Aequitas Capital Management Inc.
10% Owner
Transactions
- Award
Convertible Secured Promissory Note
2009-02-26$0.09/sh+36,791,754$3,333,333→ 41,153,036 total(indirect: See Footnotes)Exercise: $0.09From: 2009-02-26Exp: 2011-01-01→ Common Stock (36,791,754 underlying)
Aequitas Management LLC
10% Owner
Transactions
- Award
Convertible Secured Promissory Note
2009-02-26$0.09/sh+36,791,754$3,333,333→ 41,153,036 total(indirect: See Footnotes)Exercise: $0.09From: 2009-02-26Exp: 2011-01-01→ Common Stock (36,791,754 underlying)
JMW GROUP LLC
10% Owner
Transactions
- Award
Convertible Secured Promissory Note
2009-02-26$0.09/sh+36,791,754$3,333,333→ 41,153,036 total(indirect: See Footnotes)Exercise: $0.09From: 2009-02-26Exp: 2011-01-01→ Common Stock (36,791,754 underlying)
Footnotes (2)
- [F1]Aequitas Commercial Finance, LLC ("ACF") is the direct beneficial owner of the securities underlying the Convertible Secured Promissory Note. As of the date of this Form 4, ACF also owns directly 1,951,431 shares of common stock of the issuer and indirectly, through its wholly-owned subsidiary, Christenson Leasing Company, 400,000 shares of the issuer. Aequitas Management, LLC ("AML") may be deemed to be the indirect beneficial owner of the securities of the issuer that ACF owns. The reporting person disclaims beneficial ownership of the reported securities and the other securities described in this Form 4 except to the extent of their pecuniary interest, if any, therein.
- [F2]As of the date of this Form 4, Aequitas Capital Management, Inc. ("ACM") is the direct beneficial owner of 267,946 shares of common stock of the issuer and warrants to purchase an additional 652,767 shares of common stock of the issuer. As of the date of this Form 4, JMW Group, LLC ("JMW") is the direct beneficial owner of 963,000 shares of common stock of the issuer and warrants to purchase an additional 126,138 shares of common stock of the issuer. AML may be deemed to be the indirect beneficial owner of the securities of the issuer that ACM and JMW directly own, and ACM may be deemed to be the indirect beneficial owner of the securities of the issuer that JMW directly owns. The reporting person disclaims beneficial ownership of the reported securities and the other securities described in this Form 4 except to the extent of their pecuniary interest, if any, therein.
Documents
Issuer
EnergyConnect Group Inc
CIK 0000944947
Entity typeother
IncorporatedOR
Related Parties
1- filerCIK 0001286566
Filing Metadata
- Form type
- 4
- Filed
- Mar 25, 8:00 PM ET
- Accepted
- Mar 26, 4:49 PM ET
- Size
- 12.2 KB