4//SEC Filing
DEGOLIA JAMES 4
Accession 0001201234-04-000008
CIK 0001036425other
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 7:19 PM ET
Size
19.9 KB
Accession
0001201234-04-000008
Insider Transaction Report
Form 4
MICROMUSE INCMUSE
DEGOLIA JAMES
Other
Transactions
- Other
Common Stock
2004-07-30$2.63/sh+1,764$4,633→ 56,786 total
Holdings
- 22,434
Incentive Stock Option (right to buy)
Exercise: $4.41Exp: 2009-01-01→ Common Stock (22,434 underlying) - 85,000
Non-Qualified Stock Option (right to buy)
Exercise: $1.54Exp: 2012-10-16→ Common Stock (85,000 underlying) - 90,092
Non-Qualified Stock Option (right to buy)
Exercise: $4.41Exp: 2009-01-01→ Common Stock (90,092 underlying) - 60,000
Non-Qualified Stock Option (right to buy)
Exercise: $74.75Exp: 2010-10-12→ Common Stock (60,000 underlying) - 100(indirect: by Daughter)
Common Stock
- 50,000
Non-Qualified Stock Option (right to buy)
Exercise: $3.82Exp: 2012-12-20→ Common Stock (50,000 underlying) - 30,000
Non-Qualified Stock Option (right to buy)
Exercise: $38.38Exp: 2010-11-29→ Common Stock (30,000 underlying)
Footnotes (5)
- [F1]An acquisition under the company's Section 423 qualified Employee Stock Purchase Plan is considered exempt and is not reportable. The Insider's direct holdings were increased since the last Form 4 filing as follows: 1764 shares were acquired under the Company's Employee Stock Purchase Plan on July 30, 2004 and 4675 shares were aquired under the Company's Employee Stock Purchase Plan on January 30, 2004.
- [F2]The Option shall become exercisable for twenty-five percent (25%) of the Option Shares upon Optionee's completion of one (1) year of Service measured from the Grant Date and shall become exercisable for the balance of the Option Shares in a series of thirty-six (36) successive equal monthly installments upon Optionee's completion of each additional month of Service over the thirty-six (36) month period measured from the first anniversary of the Grant Date.
- [F3]This option becomes vested and exercisable as to 1/6th of the option shares on the six month anniversary of grant date and 1/36th shall vest monthly thereafter until fully vested on 10/16/2005.
- [F4]The Option shall become exercisable with respect to (i) one-sixth (1/6) of the Option Shares upon Optionee's completion of six (6) months of Service measured from the Grant Date and (ii) the balance of the Option Shares in a series of thirty (30) successive equal monthly installments upon Optionee's completion of each additional month of Service over the thirty (30) month period measured from the six (6) month anniversary of Grant Date.
- [F5]This option becomes exercisable as to 33.33% of the option shares after one year of service from the designated option grant date and for the balance in a series of monthly installments over the next 24 months of service thereafter.
Issuer
MICROMUSE INC
CIK 0001036425
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001201234
Filing Metadata
- Form type
- 4
- Filed
- Oct 3, 8:00 PM ET
- Accepted
- Oct 4, 7:19 PM ET
- Size
- 19.9 KB