Home/Filings/4/0001202811-03-000006
4//SEC Filing

RATNATHICAM SANCHAYAN 4

Accession 0001202811-03-000006

CIK 0000023675other

Filed

Sep 15, 8:00 PM ET

Accepted

Sep 16, 5:03 PM ET

Size

13.8 KB

Accession

0001202811-03-000006

Insider Transaction Report

Form 4
Period: 2003-09-15
RATNATHICAM SANCHAYAN
Senior VP and CFO
Transactions
  • Other

    Series B Preferred Stock

    2003-06-30$152.10/sh+8.302$1,263203.645 total(indirect: By 401(k))
    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08Convertible to Common (8.302 underlying)
  • Other

    Common Stock

    2003-06-13+45.126,595.484 total
  • Other

    Common Stock

    2003-09-15+7.6621,106.947 total(indirect: By 401(k))
  • Other

    Common Stock

    2003-06-13+2.38364.515 total
  • Award

    Phantom Stock

    2003-09-15$28.87/sh+5.428$1571,572.626 total(indirect: DCP Plan-Phantom Stock Units)
    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08Common Stock (5.428 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    12,974
Footnotes (6)
  • [F1]These shares were acquired in the first and second quarter of 2003 under the CNF dividend reinvestment plan.
  • [F2]Transfer of shares from direct holdings to a joint tenancy.
  • [F3]These shares were acquired under the CNF Thrift and Stock Plan at a price of $25.38 per share, in a transaction that was exempt f rom Section 16(b) by virture of Rule 16(b)-3.
  • [F4]These shares are held in a trust in which the reporting person and his spouse are the settlers, trustees and beneficiaries.
  • [F5]Column 2 = Phantom stock shares have a one for one conversion. Column 6 = Units of phantom stock are payable in shares of CNF stock following termination of the reporting person's employment with CNF. Column 7 = Acquired by reinvestment of dividend-equivalents on dividend date pursuant to CNF's deferred compensation plan.
  • [F6]Column 1 and 6 = Each Series B share converts (1) to 4.708 shares of common stock at the option of the Trustee; or (2) upon termination of plan participation by a participant credited with Series B preferred shares, for each such Series B preferred share, as many common shares as equal in their market value $152.10, but in no event less that 4.708 shares. Column 7 = These shares were acquired under the CNF Thrift and Stock Plan as matching contributions and in lieu of cash dividends on other Series B

Issuer

CNF INC

CIK 0000023675

Entity typeother

Related Parties

1
  • filerCIK 0001202811

Filing Metadata

Form type
4
Filed
Sep 15, 8:00 PM ET
Accepted
Sep 16, 5:03 PM ET
Size
13.8 KB