RATNATHICAM SANCHAYAN 4
Accession 0001202811-04-000006
Filed
Jun 16, 8:00 PM ET
Accepted
Jun 17, 7:48 PM ET
Size
36.0 KB
Accession
0001202811-04-000006
Insider Transaction Report
- Award
Phantom Stock
2004-06-15$38.48/sh+4.112$158→ 1,586.289 total(indirect: by Phantom Stock)→ Common Stock (4.112 underlying)
- 2,735
Incentive Stock Option (right to buy)
Exercise: $36.56Exp: 2008-12-09→ Common Stock (2,735 underlying) - 4,737
Incentive Stock Option (right to buy)
Exercise: $18.05Exp: 2006-07-01→ Common Stock (4,737 underlying) - 48,305
Non-Qualified Stock Option (right to buy)
Exercise: $27.06Exp: 2010-12-06→ Common Stock (48,305 underlying) - 41,814
Non-Qualified Stock Option (right to buy)
Exercise: $31.38Exp: 2012-12-02→ Common Stock (41,814 underlying) - 6,000
Non-Qualified Stock Option (right to buy)
Exercise: $32.25Exp: 2007-07-01→ Common Stock (6,000 underlying) - 1,151.931(indirect: By 401(k))
Common Stock
- 12,974(indirect: By Trust)
Common Stock
- 3,982
Incentive Stock Option (right to buy)
Exercise: $25.11Exp: 2011-12-04→ Common Stock (3,982 underlying) - 3,730
Non-Qualified Stock Option (right to buy)
Exercise: $19.32Exp: 2004-07-25→ Common Stock (3,730 underlying) - 3,252
Incentive Stock Option (right to buy)
Exercise: $30.75Exp: 2009-12-08→ Common Stock (3,252 underlying) - 2,322
Incentive Stock Option (right to buy)
Exercise: $43.06Exp: 2008-06-30→ Common Stock (2,322 underlying) - 214.984(indirect: By 401(k))
Series B Preferred Stock
From: 1988-08-08→ Common Stock (214.984 underlying) - 50,000
Non-Qualified Stock Option (right to buy)
Exercise: $25.44From: 2005-08-01Exp: 2010-08-01→ Common Stock (50,000 underlying) - 38,748
Non-Qualified Stock Option (right to buy)
Exercise: $30.75Exp: 2009-12-08→ Common Stock (38,748 underlying) - 3,553
Non-Qualified Stock Option (right to buy)
Exercise: $18.05Exp: 2006-07-01→ Common Stock (3,553 underlying) - 3,186
Incentive Stock Option (right to buy)
Exercise: $31.38Exp: 2012-12-02→ Common Stock (3,186 underlying) - 10,178
Non-Qualified Stock Option (right to buy)
Exercise: $43.06Exp: 2008-06-30→ Common Stock (10,178 underlying) - 3,695
Incentive Stock Option (right to buy)
Exercise: $27.06Exp: 2010-12-06→ Common Stock (3,695 underlying) - 75,000
Non-Qualified Stock Option (right to buy)
Exercise: $22.25Exp: 2010-10-01→ Common Stock (75,000 underlying) - 4,145
Non-Qualified Stock Option (right to buy)
Exercise: $19.63Exp: 2005-07-24→ Common Stock (4,145 underlying) - 24,713.405
Common Stock
- 25,000
Non-Qualified Stock Option (right to buy)
Exercise: $35.50Exp: 2007-08-27→ Common Stock (25,000 underlying) - 367.819(indirect: Direct-Joint Tenancy)
Common Stock
- 86,018
Non-Qualified Stock Option (right to buy)
Exercise: $25.11Exp: 2011-12-04→ Common Stock (86,018 underlying) - 19,765
Non-Qualified Stock Option (right to buy)
Exercise: $36.56Exp: 2008-12-09→ Common Stock (19,765 underlying)
Footnotes (7)
- [F1]These shares were acquired under the CNF Thrift and Stock Plan during 2003 at prices ranging from $25.38 to $33.9247 per share, in a transaction that was exempt from Section 16(b) by virtue of Rule 16(b)-3.
- [F2]These shares are held in a trust in which the reporting person and his spouse are settlers, trustees and beneficiaries.
- [F3]Shares of phantom stock are acquired on a 1-for1 basis either upon an election to convert a stated amount of their existing balance or through the reinvestment of dividend-equivalents under terms of the Deferred Compensation Plan. Phantom stock becomes payable, in cash or common stock at the discretion of the Compensation Committee, upon the reporting person's termination of employment.
- [F4]Options vest in full one year from grant date.
- [F5]The options vest in four quarterly annual installments beginning on January 1 following grant date.
- [F6]These shares vest in quarterly installments over four years beginning one year from the date of grant.
- [F7]These shares were acquired under the CNF Thrift and Stock Plan as matching contributions or in lieu of cash dividends on other Series B preferred. Each Series B share converts to 4.708 shares of common stock at the option of the Trustee. Upon termination of plan participation each Series B preferred share, with a market value of $152.10, is converted to the equivalent number of common shares, but in no event fewer than 4.708 shares.
Documents
Issuer
CNF INC
CIK 0000023675
Related Parties
1- filerCIK 0001202811
Filing Metadata
- Form type
- 4
- Filed
- Jun 16, 8:00 PM ET
- Accepted
- Jun 17, 7:48 PM ET
- Size
- 36.0 KB