IMHOFF MICHAEL F 4
4 · STIFEL FINANCIAL CORP · Filed Oct 16, 2003
Insider Transaction Report
Form 4
IMHOFF MICHAEL F
DIR FI TRADING
Transactions
- Sale
Common Stock
2003-10-14$13.25/sh−11,715$155,224→ 21,817 total
Holdings
- 6,896
Phantom Stock Units
Exercise: $0.00→ Common Stock (6,896 underlying) - 8,000
Stock Option (Option to Buy)
Exercise: $10.38Exp: 2010-01-12→ Common Stock (8,000 underlying)
Footnotes (3)
- [F1]Phantom stock units vest in 33 1/3% increments on 1/1/04, 1/1/05 and 1/1/06.
- [F2]No expiration date for these Units.
- [F3]Options vest in 20% increments on 1/12/01, 1/12/02, 1/12/03, 1/12/04 and 1/12/05.